Jobs
>
Chicago

    Senior Regulatory Specialist-LATAM - Chicago, United States - StoneX Group

    StoneX Group
    StoneX Group Chicago, United States

    3 weeks ago

    Default job background
    Description

    Overview:
    Sr. Regulatory Specialist, LATAM
    US-IL- Chicago


    Job Identification:

    Overview:
    The Sr.

    Regulatory Specialist, LATAM will prepare and submit regulatory compliance documents with regulatory authorities, and advise on regulatory affairs that stem from the U.S.

    Companys activities in the Latin American (LATAM) region. Act as a key point of contact in the U.S. on LATAM related-regulatory and compliance inquiries. Develop regional regulatory strategies for the U.S.

    Company, and assist with the preparation of regulatory submissions for new financial and/or trading activities, new product rollouts and enhancements across the assigned region, and/or registrations as required under law to operate lawfully in the LATAM region.


    Responsibilities:

    Responsibilities:
    Responsible for corporate governance issues for U.S.-owned entities in the region and create consistency on strategic initiatives.

    Represent the regional regulatory function on cross-functional teams and serve as a resource to team members to leverage expansion of clients in the region.

    Provide regulatory support to the Companys Deputy General Counsel in the U.S. and to the Legal and Compliance Officer in the region.

    Serve as subject matter expert for communication with regulatory affairs activities and provide knowledge of relevant statutory and regulatory requirements for the region.

    Provide technical insight into the requirements of regulatory submissions as well as international strategy and function.
    Gather documentation for new submissions and ensure high attention to detail when dealing with regional country requirements.

    Develop and implement regulatory strategy and submission plans to support clinical trials and marketing applications including regulatory authority meetings and response to agency questions for the region.

    Prepare supportive documentation for regulatory deliverables, including, regulatory landscapes or research for the regulatory strategy and/or target product label.
    Review contracts and related legal documents. Ensure compliance with Data Governance Policy and Standards across all businesses, functions, and geographies in the assigned region.

    Work closely with the business, as well as Operational Risk Management (ORM), Compliance, Internal Audit, Legal, Operations and other cross functional partners to assess and strengthen the control environment.

    Maintain and organize regulatory records as appropriate to demonstrate compliance with applicable regulations in the region.


    Qualifications:

    Qualifications:
    Doctor of Jurisprudence or Master of Laws and three (3) years of experience as Regulatory Specialist and/or Compliance Analyst
    The three (3) years of experience

    as Regulatory Specialist and/or Compliance Analyst


    must have included the preparation and submission of regulatory compliance documents for a financial services institution with a focus on LATAM regulatory strategy, compliance, audit, and risk control framework.

    Up to 10% domestic and international travel required.

    #J-18808-Ljbffr
  • StoneX Group Inc.

    Senior Regulatory Specialist-LATAM

    6 days ago

    StoneX Group Inc. Chicago, United States

    Overview · Sr. Regulatory Specialist, LATAM · US-IL- Chicago · Job Identification: · Overview: · The Sr. Regulatory Specialist, LATAM will prepare and submit regulatory compliance documents with regulatory authorities, and advise on regulatory affairs that stem from the U.S. ...

  • StoneX Group

    Senior Regulatory Specialist-LATAM

    1 week ago

    StoneX Group Chicago, United States

    Overview: · Sr. Regulatory Specialist, LATAM · US-IL- Chicago · Job Identification: · Overview: · The Sr. Regulatory Specialist, LATAM will prepare and submit regulatory compliance documents with regulatory authorities, and advise on regulatory affairs that stem from the U. ...

  • StoneX Group Inc.

    Senior Regulatory Specialist-LATAM

    2 weeks ago

    StoneX Group Inc. Chicago, United States

    Overview · Sr. Regulatory Specialist, LATAM · US-IL- Chicago · Job Identification: · Overview: · The Sr. Regulatory Specialist, LATAM will prepare and submit regulatory compliance documents with regulatory authorities, and advise on regulatory affairs that stem from the U.S. C ...

  • CPS

    Regulatory Specialist

    1 week ago

    CPS Chicago, United States

    Regulatory Specialist Temporary Role Remote · Remote regulatory contract opportunity · Primary Objective: · Responds to customer inquiries for technical and regulatory information. Fields and addresses regulatory questions from previously-prepared product dossiers and similar ...

  • Cps4jobs

    Regulatory Specialist

    1 week ago

    Cps4jobs Chicago, United States

    Regulatory Specialist – Temporary Role – Remote · Remote regulatory contract opportunity · Primary Objective: · Responds to customer inquiries for technical and regulatory information. Fields and addresses regulatory questions from previously-prepared product dossiers and simi ...

  • CPS

    Regulatory Specialist

    1 week ago

    CPS Chicago, United States

    Regulatory Specialist - Temporary Role - Remote · Regulatory Specialist – Temporary Role – Remote · Remote regulatory contract opportunity · Primary Objective: · Responds to customer inquiries for technical and regulatory information. Fields and addresses regulatory questions fr ...

  • MashPoint

    Regulatory Specialist

    2 weeks ago

    MashPoint Chicago, United States

    Position: · Regulatory Specialist - Raw Material Data Management · Duration: 6 months (Possible extension) · Location: Chicago, IL 60642 · Position Summary · As a Scientific & Regulatory Affairs (SRA) member, the incumbent is responsible for screening, tracking, and maintain ...

  • Newly Weds Foods

    Regulatory Specialist

    2 weeks ago

    Newly Weds Foods Chicago, United States

    The Regulatory Specialist provides regulatory and technical information to internal and external customers for the products manufactured and sold by Newly Weds Foods, in accordance with government regulations and NWF Policies and Procedures. · Essential Functions: · • Assess and ...

  • The Judge Group

    Regulatory Specialist

    1 week ago

    The Judge Group Chicago, United States

    The Regulatory Specialist provides regulatory and technical information to internal and external customers for the products manufactured and sold by Newly Weds Foods, in accordance with government regulations and NWF Policies and Procedures.Essential Functions: Assess and process ...

  • Newly Weds Foods- Corporate

    Regulatory Specialist

    1 week ago

    Newly Weds Foods- Corporate Chicago, United States

    The Regulatory Specialist provides regulatory and technical information to internal and external customers for the products manufactured and sold by Newly Weds Foods, in accordance with government regulations and NWF Policies and Procedures. · Essential Functions: · Assess and ...

  • MashPoint

    Regulatory Specialist

    1 week ago

    MashPoint Chicago, United States

    Job Title: Regulatory Specialist · Duration: 6 months (Potential extension) · Location: Hybrid - Chicago, IL 60642 · Summary · As a member of the Scientific & Regulatory Affairs (SRA) team, this role focuses on screening, tracking, and managing regulatory information related ...

  • Northwestern Memorial Healthcare

    Regulatory Affairs Specialist

    2 weeks ago

    Northwestern Memorial Healthcare Chicago, United States Full time

    Job Description · The Regulatory Affairs Specialist reflects the mission, vision, and values of NM, adheres to the organization's Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accredit ...

  • Resource Environmental, Inc.

    Sr Regulatory Specialist

    1 week ago

    Resource Environmental, Inc. Chicago, United States

    RES is looking for a Sr. Regulatory Specialist with experience in environmental permitting sitting at any of the major RES office locations (see the list below) and will support projects across the country. The mission: RES is operating in a unique a Permit, Restoration, Speciali ...

  • Northern Trust

    Technical Regulatory Specialist

    3 weeks ago

    Northern Trust Chicago, United States Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most success ...

  • Kinsa Group

    Regulatory Compliance Specialist

    13 hours ago

    Kinsa Group Chicago, United States

    Regulatory Compliance Specialist · Kinsa is recruiting for a: · Regulatory Compliance Specialist – Food & Beverage · Location : Chicago, Illinois · Position Purpose: · Our client is proud to be a family owned and operated business. They provide the industry with a wide range of ...

  • Jeff Denney Recruiting & Consulting LLC

    Regulatory Compliance Specialist

    13 hours ago

    Jeff Denney Recruiting & Consulting LLC Chicago, United States

    This position is responsible for all regulatory compliance and supplier quality matters. The Specialist will combine regulatory and business knowledge to ensure products that are developed and manufactured for and distributed meet required regulations in US and some international ...

  • Northern Trust

    Regulatory Risk Specialist

    1 week ago

    Northern Trust Chicago, United States

    Regulatory Risk Specialist page is loaded · Regulatory Risk Specialist · Apply · locations · Chicago, IL · London, United Kingdom · time type · Full time · posted on · Posted Yesterday · job requisition id · R125791 · About Northern Trust: · Northern Trust, a Fortune ...

  • Larson Maddox

    Regulatory Compliance Specialist

    14 hours ago

    Larson Maddox Chicago, United States

    A well-established Renewable Energy Company is looking to add on a Regulatory Compliance Specialist-NERC/CIP. This role will serve as a primary liaison with regulatory and reliability entities, including FERC, NERC, regional entities (MRO, NPCC, RFC, SPP RE, TRE & WECC), Canadian ...

  • Northern Trust

    Technical Regulatory Specialist

    1 week ago

    Northern Trust Chicago, United States

    About Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...

  • Northwestern Memorial Healthcare

    Regulatory Affairs Specialist

    1 week ago

    Northwestern Memorial Healthcare Chicago, United States

    Job Description · The Regulatory Affairs Specialist reflects the mission, vision, and values of NM, adheres to the organizations Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accredit ...