Referent Conduct Compliance - Follett, TX, United States - Golden Gate Group

Golden Gate Group

Verified Company

Follett, TX, United States

2 days ago

Posted by:

James Miller

beBee Recruiter

Freelance

Description

Referent for Conduct Compliance (m/f/d)

Country:
Germany

WHAT YOU WILL BE DOING

Your responsibilities:

Supporting the implementation of legal and regulatory requirements
Reviewing processes of departments and branches involved in securities trading
Advising departments and sales teams on the implementation of organizational requirements and consumer protection
Independently preparing reports in German and English
Communicating with supervisory authorities
Preparing trainings and educational measures
Assisting with the introduction of new IT solutions
Identifying and managing risks

Your profile:

Successfully completed training as a bank clerk or relevant degree
Interest in the legal framework of securities trading and consumer protection
Openmindedness and assertiveness
Flexibility, teamwork skills, and strong analytical thinking
High risk awareness and good IT affinity
Fluent written communication skills in German and English

Our offer:

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Long-term perspectives: Secure job in a growing international company with exciting development opportunities for specialist and management careers
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Valuable support: Great team spirit, comprehensive onboarding, and diverse training opportunities
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Tangible benefits: Flexible working hours with the option for mobile work, more than 6 weeks of annual leave (6 weeks vacation + 2 bank holidays + 1⁄2 day off for your birthday), and the possibility of 25 additional unpaid vacation days per year
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Visible performance: Annual bonus, company pension plan through salary conversion