Jobs
>
New York City

    Audit Manager - New York, United States - Sumitomo Mitsui Banking Corporation

    Sumitomo Mitsui Banking Corporation
    Sumitomo Mitsui Banking Corporation New York, United States

    3 weeks ago

    Default job background
    Description

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

    In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

    The anticipated salary range for this role is between $137,000.00and $181, The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

    Role Description

    SMBC is seeking an experienced lending Audit Manager with a minimum of 8 years' experience in the banking & finance industry to work within the Internal Audit Department.

    The Audit Manager will design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on other audit engagements or projects.

    Role Objectives

    This position will require the individual to plan and perform internal audits over all Banking areas within SMBC's Americas Division, with emphasis on the credit business promotions, credit risk management and operations.

    • Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting.
    • Manage audit teams to execute high quality reviews within a prescribed timeframe.
    • Provide support, coaching, and feedback to audit team which may include internal or co-sourced internal audit professionals.
    • Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures.
    • As needed, assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities.
    • Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile.
    • As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
    • Track and validate closure of issues raised by the department and regulators.
    • Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators.

    Qualifications and Skills

    Perform this job successfully, the employee must be able to perform each essential duty to management's satisfaction. The requirements listed below are representative of the knowledge, skills and/or abilities required.

    Preferred Previous Work Experience:

    • Minimum of 8 years internal audit experience in the banking and finance industry.
    • Strong working knowledge of lending andbanking/leasingproducts.
    • Understanding of applicable regulatory standards / guidance for a Bank Holding Company.
    • Understanding of audit techniques, internal controls, and workpaper standards.
    • Excellent communication, presentation and professional skills including the ability to interact effectively at all levels within the organization.

    Preferred Education/Licenses/Certifications/Registrations:
    Bachelor's Degree in Accounting, Finance or other related field;

    Additional Requirements

    D&I Commitment

    Responsible for fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

    SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.

    We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at

  • Amex

    Audit Manager

    1 week ago

    Amex New York, United States

    **You Lead the Way. We've Got Your Back.**: · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ...

  • FORVIS

    Audit Manager

    3 weeks ago

    FORVIS New York, United States

    Requisition Number**2232486** · **Description & Requirements** · Our firm provides assurance services that go beyond the compliance function. Alongside the rest of our team, you will bring credibility to our client's financial picture, communicate information objectively and clea ...

  • Simplelogix

    Audit Manager

    4 days ago

    Simplelogix New York, United States

    **Job description**: · This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test p ...

  • Bank of America

    Audit Supervisor or Audit Manager

    6 days ago

    Bank of America New York, United States

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. · One of the keys t ...

  • Sumitomo Mitsui Banking Corporation

    Audit Manager

    6 days ago

    Sumitomo Mitsui Banking Corporation New York, United States

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

  • Simpson Judge

    Audit Manager

    5 days ago

    Simpson Judge New York, United States

    Our client are a mid-sized CPA firm who are looking for a long-term audit staff. The partners are retiring in a few years so this position will have partner track. · Hybrid working available. · Clients in 20+ industries. · **Duties**: · - Plan and execute audits in accordance wit ...

  • Amex

    Audit Manager

    2 days ago

    Amex New York, United States

    **You Lead the Way. We've Got Your Back.**: · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ...

  • recruiter@exaways

    Audit Manager

    4 days ago

    recruiter@exaways New York, United States

    **Position Overview**: · We are seeking an Audit Manager to oversee audit work as an Auditor-in-Charge (AIC) and execute audit strategies for Lines of Business (LOBs). Responsibilities include defining audit scope, evaluating control environments, drafting audit reports, and mana ...

  • Place USA

    Audit Manager

    5 days ago

    Place USA New York, United States

    **Audit Manager - Counterparty Credit Risk - Full time - Hybrid** · **Hybrid** · **must be in office 3 days per week** · **Multiple Locations**: · **Charlotte, NC, US** · **Dallas, TX, US** · **East Hartford, CT, US** · **New York, NY, US** · **Plano, TX, US** · **Providence, RI, ...

  • Invesco

    Internal Audit Manager

    2 weeks ago

    Invesco New York, United States

    As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehic ...

  • Oceanview Life & Annuity

    Manager, Internal Audit

    2 weeks ago

    Oceanview Life & Annuity New York, United States

    Overview: · We are seeking an Internal Audit Manager who would be excited to join a dynamic and highly collaborative team at a growing insurance company. The Internal Auditor will be responsible for performinng audits of financial, operational, and compliance risk managment as we ...

  • Payoneer

    Internal Audit Manager

    3 weeks ago

    Payoneer New York, United States

    **Internal Audit Manager, New York, NY (Hybrid)** · **Build Your Career | Love your Work | Make a Difference** · Payoneer's mission is to empower businesses to **_go beyond_** - beyond borders, limits and expectations. In today's digital world, Payoneer enables businesses of all ...

  • Capital Rx

    Manager, Client Audits

    1 week ago

    Capital Rx New York, United States

    Location: Remote (For Non-Local) or Hybrid (Local to NYC area) · **Position Summary**: · **Position Responsibilities**: · - Manage the intake of client audits, including kick off call, for scope and timing. · - Work with internal departments including Client Account Management, P ...

  • Plaxonic Technologies

    Data Governance Audit Manager

    3 weeks ago

    Plaxonic Technologies New York, United States

    **Responsibilities**: · - Subject matter expertise of data and records management, related enterprise governance program, and the associated risks and controls · - Plan, perform, and lead audit reviews related to enterprise data and records management governance programs · - Supp ...

  • Pfizer

    Audit Manager, Research Development

    3 days ago

    Pfizer New York, United States

    Role Summary · The Audit Manager, Research, Development and Supply will be part of Pfizer Corporate Audit's internal team that provides "third line of defense" assurance in regulated areas across the enterprise. They will use their audit expertise and knowledge of Pharmaceutical ...

  • City National Bank

    Manager of Audit I-it Platform

    1 week ago

    City National Bank New York, United States

    Overview: · **MANAGER OF AUDIT I-IT PLATFORM** · **WHAT IS THE OPPORTUNITY?** · **What you will do** · - Supports moderate to complex risk-based audits, targeted reviews, etc. in accordance with CNB audit methodology · - Assists with interviews and walkthroughs of IT and business ...

  • CIBC

    Data Analytics Audit Manager

    2 days ago

    CIBC New York, United States

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...

  • Royal Bank of Canada

    Internal Audit Manager

    1 week ago

    Royal Bank of Canada Jersey City, United States

    **Job Summary** · **What is the opportunity?** · The Internal Audit (IA) Manager - Risk Management will provide independent, objective assurance over the design and execution of the Bank's risk management practices established through Enterprise Risk's internal infrastructure, fr ...

  • Healthfirst

    Clinical Regulatory and Compliance Audit Manager

    3 days ago

    Healthfirst New York, United States

    **Duties and responsibilities**: · - Supports the efforts related to regulatory implementations, audit readiness activities, and audit support · - Develops, implements, and monitors processes to manage routine clinical audits and ensure regulatory compliance · - Advises departmen ...

  • Healthfirst

    Regulatory Audit Manager Hybrid Nyc

    6 days ago

    Healthfirst New York, United States

    The Regulatory Audit Manager reports to the Director, Regulatory Audit with responsibility to: · * · Project manage assigned engagements of all levels of complexity, ensuring deliverables are properly assigned and all appropriate levels of management are aware of the obligations. ...