Compliance supervisor jobs in United States

Date: February 26, 2026 · Primary Location: 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317 · Company: Vigilant Compliance · Client Types: Registered Investment Advisers ("RIAs"), Registered/Private Funds and Broker Dealers ("BDs") · Job Description: · Vigilant is se ...

The Compliance Analyst I plays a critical role in delivering an exceptional client experience by preparing and submitting regulatory filings that require manual processing. You will serve as a trusted point of contact for clients, translating their information into state-complian ...

+Job summary · We are seeking an energetic team member for the Compliance Specialist position with Just Compliance.Bachelor's degree or equivalent work experience – Required · FINRA Series 65 licenses – Preferred · +Make initial call with all maintenance participants to review re ...

Date: March 5, 2026 · Primary Location: 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317 · Company: Vigilant Compliance · Client Types: Registered Investment Advisers ("RIAs"), Registered/Private Funds and Broker Dealers ("BDs") · Job Description: · Vigilant is seekin ...

Job summaryVigilant is seeking a Compliance Associate to join its growing firm in the Financial Services and Investment Management Industry. · Supporting the development, implementation, maintenance and testing of clients' compliance programs; · Providing support to the internal ...

We're seeking an energetic team member for the Compliance Specialist position with Just Compliance. We take our work and our culture seriously. · Make initial call with all maintenance participants to review required books, records · Pre-Audit prep for books and records · ...

Job Summary · The Compliance Supervisor provides strategic oversight of the Company's safety, regulatory, and risk management functions across Cobblestone. This role is responsible for ensuring organizational compliance with all applicable federal, state, and industry regulations ...

+ Vigilant is seeking a · Compliance Associate · to join its growing firm in the Financial Services and Investment Management Industry. · We are based in Chadds Ford, Pennsylvania. Our hours are normal business hours Monday through Friday. We offer a competitive salary, based on ...

Vigilant is seeking a Compliance Associate to join its growing firm in the Financial Services and Investment Management Industry. · We offer a competitive salary, based on experience, as well as paid holidays, vacation days, 401k with a match, · Investment Company Act Experience ...

Growing dynamic entrepreneurial broker dealer seeking experienced self motivated outgoing Compliance Supervisor who enjoys working in team environment while executing responsibilities independently. · ...

The Affordable Housing Compliance Supervisor oversees and ensures compliance with federal state and local affordable housing programs across a designated property portfolio. · ...

Location: · AON Pharmacy · Pay Range · $57, $107,140.80 · Position Summary · The Compliance Supervisor oversees the specialty pharmacy's adherence to federal, state, and payer-specific regulations, while leading efforts to maintain and achieve accreditations (e.g.URAC, ACHC, etc) ...

· Company Description · United Road is the most diversified finished vehicle logistics provider in North America. We employ approximately 1,800 professionals, operating out of nearly 75 locations strategically positioned in every region of the United States, creating a superior ...

CES is looking for reliable detail-oriented individuals to assist in performing compliance checks on local tobacco retailers. · ...

Job Summary · The Compliance Supervisor provides strategic oversight of the Company's safety, regulatory, and risk management functions across Cobblestone. This role is responsible for ensuring organizational compliance with all applicable federal, state, and industry regulations ...

Growing dynamic entrepreneurial broker dealer seeking experienced self motivated outgoing Compliance Supervisor who enjoys working in team environment while executing responsibilities independently. · ...

Salary · $ $48.23 Hourly · $66,880 - $100,320 Annually · This position is a Pay Band C9 · Posting Details · THIS POSTING WILL BE USED FOR ONGOING RECRUITMENT AND MAY CLOSE AT ANY TIME. APPLICANT LISTS MAY BE SCREENED MORE THAN ONCE. THIS POSTING MAY BE USED TO FILL MULTIPLE POS ...

Job Summary · The Compliance Supervisor provides strategic oversight of the Company's safety, regulatory, and risk management functions across Cobblestone. This role is responsible for ensuring organizational compliance with all applicable federal, state, and industry regulations ...

We are seeking a Compliance Supervisor to lead day-to-day compliance operations for a fast-growing national accounting practice providing tax, accounting, and attest/audit services under an alternative practice structure, · where a CPA-owned professional entity provides regulated ...

The Supervisor, · IT Compliance and Web Portal support is responsible for supervising 2 HIT teams. · ...