Compliance jobs in United States

+Job summary · We are seeking an energetic team member for the Compliance Specialist position with Just Compliance.Bachelor's degree or equivalent work experience – Required · FINRA Series 65 licenses – Preferred · +Make initial call with all maintenance participants to review re ...

Date: February 26, 2026 · Primary Location: 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317 · Company: Vigilant Compliance · Client Types: Registered Investment Advisers ("RIAs"), Registered/Private Funds and Broker Dealers ("BDs") · Job Description: · Vigilant is se ...

Vigilant is seeking a Compliance Associate to join its growing firm in the Financial Services and Investment Management Industry. · We offer a competitive salary, based on experience, as well as paid holidays, vacation days, 401k with a match, · Investment Company Act Experience ...

Job summaryVigilant is seeking a Compliance Associate to join its growing firm in the Financial Services and Investment Management Industry. · Supporting the development, implementation, maintenance and testing of clients' compliance programs; · Providing support to the internal ...

We're seeking an energetic team member for the Compliance Specialist position with Just Compliance. We take our work and our culture seriously. · Make initial call with all maintenance participants to review required books, records · Pre-Audit prep for books and records · ...

The Compliance Analyst I plays a critical role in delivering an exceptional client experience by preparing and submitting regulatory filings that require manual processing. You will serve as a trusted point of contact for clients, translating their information into state-complian ...

+ Vigilant is seeking a · Compliance Associate · to join its growing firm in the Financial Services and Investment Management Industry. · We are based in Chadds Ford, Pennsylvania. Our hours are normal business hours Monday through Friday. We offer a competitive salary, based on ...

Job title:  Regulatory Compliance · Intern · Reports to:  Global Regulatory Compliance Team Manager · Location: USA · 6 month Fixed Term Contract  · Overview of Role · The GRCT is responsible for monitoring global regulatory developments across a wide range of topics, from Produc ...

Job title: Regulatory Compliance · Intern · Reports to: Global Regulatory Compliance Team Manager · Location: USA · 6 month Fixed Term Contract · Overview of Role · The GRCT is responsible for monitoring global regulatory developments across a wide range of topics, from Product S ...

We are looking for a Compliance Director based in our Philadelphia office to oversee the day-to-day financial management of a client portfolio. · Manage compliance team including Managers and Associates · Serve as primary point of contact for clients · ...

Job title: Regulatory Compliance · Intern · Reports to: Global Regulatory Compliance Team Manager · Location: USA · 6 month Fixed Term Contract · Overview of Role · The GRCT is responsible for monitoring global regulatory developments across a wide range of topics, from Product S ...

We are seeking a dependable self-starter who is able to execute senior-level tasks associated with compliance, financial management and bookkeeping to ensure clients are in accordance with FEC and state reporting guidelines and tax regulations. · ...

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

+Join Fairview Compliance Services as a dedicated and detail-oriented Compliance Associate to support clients with SEC exams and maintain RIA compliance programs. · +Detailed oriented, analytical tasks · Data entry into internal software application · Maintain client files and co ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

Spruce Street Compliance is a compliance and operations consulting firm based out of Philadelphia, PA and Washington, DC. They are committed to supporting progressive causes and candidates nation-wide. · Manage the day-to-day operations and financial activity for clients. · ...

This is a full-time remote role for a Labor Compliance Analyst supporting public works, infrastructure and energy-related projects across California and throughout the United States. · Ensure compliance with applicable federal state and local labor laws and regulations; · Review ...

We are seeking experienced bank compliance and BSA professionals interested in working with community banks as a Digital Compliance Officer (DCO). The DCO will partner with community banks to ensure compliance with banking regulations. · ...

We are seeking a detail-oriented Compliance Associate to join our dynamic team at Fairview Compliance Services. As a Compliance Associate, you will play a critical role in preparing clients for SEC exams and providing comprehensive support throughout the exam process. · Detailed ...

· Build your future with Sovos. · If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate th ...