Jobs
>
Wilmington

    Senior Compliance Manager - Wilmington, United States - Macquarie Group

    Default job background
    Description
    If you're searching for a role in Australia, New Zealand or Asia (excluding India),

    click here
    We have an exciting career opportunity at the center of a rapidly growing global asset management firm.

    The Senior Compliance Manger will be part of the Core Compliance team and will play an integral part of driving governance and implementing compliance frameworks.

    At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability.

    You'll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.

    What role will you play?

    The Senior Compliance Manger will be part of the Core Compliance team and will work under the general direction of the Chief Compliance Officer to lead, develop, and execute the policy governance, compliance monitoring and testing, compliance education, and regulatory change management programs.

    What you offer

    Minimum of 7 to 10 years relevant experience in addition to a Bachelor's degree in finance, business, or a related field.

    Broad knowledge of SEC rules and regulations pertaining to investment advisers and mutual funds is a plus.
    Experience with Cube RegPlatform or similar regulatory change management systems a plus.
    Global mindset; experience working in a global environment preferred.
    Excellent written and oral communication skills. Capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms.

    We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

    Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:
    Hybrid and flexible working arrangements
    One wellbeing leave day per year and minimum 25 days of annual leave
    Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
    Paid volunteer leave and donation matching
    Range of benefits to support your physical, psychological and financial wellbeing
    Employee Assistance Program, a robust behavioral health network with counseling and coaching services
    Recognition and service awards
    In Macquarie Asset Management, you will join a global asset manager that aims to deliver positive impact for everyone. Join a team that is trusted by institutions, pension funds, governments, and individuals to manage billions in assets globally.

    We provide access to specialist investment expertise across a range of capabilities including fixed income, equities, multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.

    Our commitment to Diversity, Equity and Inclusion
    We are committed to providing a working environment that embraces diversity, equity and inclusion.

    As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

    A career at Macquarie means you'll have the opportunity to develop new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it's accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure.

    At Macquarie, we're empowering people to innovate and invest for a better future.

    Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

    #J-18808-Ljbffr

  • Citizens Bank

    Compliance Manager

    3 weeks ago


    Citizens Bank Wilmington, United States

    Compliance Manager – Fair Lending Advisory · This role supports the Office of Fair and Responsible Banking's Fair Lending Advisory function by providing subject matter expertise across one or more business units and associated product sets. The Compliance Senior Manager will make ...


  • R+L Carriers Wilmington, United States Full time

    Duties as a Construction and Facilities Compliance Warranty Manager: · Will include managing the warranty processes thought out the projects life cycle, claims, and establishing and implementing warranty-related policies and procedures. You will analyze and assess warranty claims ...


  • Liberty Personnel Services, Inc Wilmington, United States

    Job Description · Job DescriptionIT Compliance/Audit Manager · Hybrid - 2 days onsite · Must be a US Citizen or Green Card holder living in Maryland, PA or DE. Candidates applying from NJ will not be considered. · Our client located in Wilmington, DE is seeking a IT Compliance ...


  • M&T Bank Wilmington, United States

    M&T Bank · Risk and Compliance Manager · Wilmington , · Delaware · Apply Now · Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Prov ...


  • M&T Bank Wilmington, United States

    Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Provides support to the BLRM with the proactive identifica Compliance Manager, Manager, ...


  • Wilmington Trust Wilmington, United States

    Overview: · Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Provides support to the BLRM with the proactive identification, accurate a ...


  • ChristianaCare Wilmington, United States Full time

    ChristianaCare, the largest healthcare system in Delaware is searching for a dynamic Manager of Coding Compliance for our Medical Group Physician Optimization team. This highly experienced Manager will report to the Director of Coding and Compliance and work to develop a team of ...


  • WSFS Bank New Castle, United States

    Job Description · At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive. Careers with WSFS Bank offer an inclusive and supportive culture, competitive sa ...

  • Stream Financial LLC

    Compliance Manager

    4 weeks ago


    Stream Financial LLC Conshohocken, United States

    Job Title: Compliance Manager · Company Name: Stream Financial · Location: West Conshohocken, PA · About Us: We co-develop innovative financial solutions with merchant partners who focus on providing energy-efficient home improvement solutions. With our technology, credit experti ...

  • Fujitsu

    Manager-Compliance

    1 week ago


    Fujitsu Norristown, United States Full time Salary Exempt

    Summary · This position is responsible for the management, oversight, and development of compliance policies/processes/results for Fujitsu Frontech North America Inc. (FFNA). The Manager - Compliance will drive compliance across multiple channels. Ensures that the activities of t ...


  • Insight Global Newark, United States

    The IT Control and Compliance Manager will be responsible for strengthening the IT General Controls, ensuring proper controls are implemented across the IT department, and managing IT assets and licenses. The role involves producing detailed control reports, facilitating user acc ...


  • Insight Global Newark, United States

    The IT Control and Compliance Manager will be responsible for strengthening the IT General Controls, ensuring proper controls are implemented across the IT department, and managing IT assets and licenses. The role involves producing detailed control reports, facilitating user acc ...

  • McCabe, Weisberg & Conway, LLC

    Compliance Manager

    3 weeks ago


    McCabe, Weisberg & Conway, LLC Collingswood, United States

    Job Description · Job DescriptionMcCabe, Weisberg & Conway P.C is an expanding law firm representing the mortgage banking industry in the Mid-Atlantic region. We are currently seeking a Compliance Manager. The role of the Compliance Department is to help the Firm identify, unders ...

  • Hollywood Casino Perryville

    Compliance Manager

    3 weeks ago


    Hollywood Casino Perryville Perryville, United States

    WE'RE CHANGING ENTERTAINMENT. COME JOIN US. · We're always looking for talent that believes in having fun. At PENN Entertainment, you'll get to be a part of an exciting industry, where the days and nights are fast paced. You'll work with an incredibly diverse set of co-workers d ...


  • Macquarie Group Philadelphia, United States Permanent - Full time

    We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the client solutions compliance team and will play an integral part of supporting client-facing activities for the public markets b ...


  • WSFS Bank Newark, United States

    Job Description At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive · Careers with WSFS Bank offer an inclusive and supportive culture, competitive sal ...


  • Freedom Mortgage Corporation Camden, United States

    The HMDA Compliance Manager assists in the accomplishment of the regulatory compliance monitoring plan. Oversees staff and participates in HMDA review activities for originations and assumptions to ensure compliance with applicable regulations. Prepa Compliance Manager, Complianc ...


  • Health Partners Plans Philadelphia, United States

    Why Choose Jefferson Health Plans? · We are an award-winning, not-for-profit health maintenance organization offering Medicaid, Medicare, and Children's Health Insurance Program (CHIP) plans that include special benefits to improve the health and wellness of our members. We are c ...


  • Macquarie Group Philadelphia, United States

    Apply now · Refer someone · We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the Core Compliance team and will play an integral part of driving governance and implementing complian ...


  • Macquarie Group Philadelphia, United States

    Senior Compliance Manager - Governance & MonitoringPhiladelphia We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the Core Compliance team and will play an integral part of driving ...