Branch Examiner

· Company Description · Broker - Dealer, FINRA Member Investment Bank. U.S. Based Financial Services Company. Specialties and products include: Investments, Retirement Planning and Capital Markets. Offices in other major U.S. Cities certain of which are where this Examiner posit ...

The Branch Inspection Program is one pillar of the IMBD Central Compliance team responsible for reviewing for compliance with FINRA Rules 3110 and 3120, NFA Rule 2-9, MSRB Rule G-27, · and various internal Firm policies and procedures.This team may also participate in special pro ...

+The Branch Inspection Program is one pillar of the IMBD Central Compliance team responsible for reviewing for compliance with FINRA Rules 3110 and 3120, NFA Rule 2-9, MSRB Rule G-27, and various internal Firm policies and procedures. · +Utilizing both on-site and virtual inspect ...

The Branch Operations Manager directs the overall operational efficiency of the branch office under the direction of a branch manager. ...

+Job summary · +Manage the overall operational efficiency of the branch office.In conjunction with the Branch Manager conducts ongoing performance management, scheduled performance appraisals and salary reviews of operations associates. · Performs back-up for all operational func ...

The Branch Operations Manager under the direction of the branch manager is responsible for managing the overall operational efficiency of the branch office. · Performs back-up for all operational functions as required by workloads and absences. · Works directly with home office p ...

Performs back-up for all operational functions as required by workloads and absences. · ...

+The Branch Operations Manager performs various tasks such as back-up for operational functions, works with home office personnel, completes self-audit of branch procedures and assists Branch Manager with confidential matters. · +Performs back-up for all operational functions as ...

+Recruits, selects, orients, trains and supervises branch associates. Ensures daily staffing levels and cross-training is adequate. · +Recruits, selects, orients, trains and supervises branch associates. · In conjunction with the Branch Manager conducts ongoing performance manage ...

Job Description Summary · Under branch manager direction manage the overall operational efficiency of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and skills obtained th ...

Recruits, selects, trains and supervises branch associates. Conducts ongoing performance management and evaluates workload. · ...

Job Posting: Branch Chief, Family Permanency and Support Services Branch · Department of Social Services · JC-506200 · Branch Chief, Family Permanency and Support Services Branch · C. E. A. · $10, $12,526.00 per Month · New to State candidates will be hired into the minimum salar ...

We are seeking a Senior Compliance Associate to join our team. As a key member of our compliance team you will play a critical role in ensuring that we maintain the highest standards of regulatory compliance. · Conduct scheduled and unscheduled branch office inspections across al ...

The California Department of Social Services (CDSS), Children and Family Services Division (CFSD) is looking for a passionate leader for the Family Permanency and Support Services Branch.The Branch Chief will plan, organize, direct, and evaluate activities that have statewide imp ...

Provide nationwide title services. Support real estate transactions by searching public records and examining titles for properties. · ...

Manage the overall efficiency and supervision of complex branch offices. · Leads large or multiple projects with significant scope and impact. · ...

Job Description Summary · Under branch manager direction manage the overall operational efficiency of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and skills obtained th ...

This role serves as the critical liaison between branch operations and underwriting, responsible for clearing title issues identified on Schedule B and Schedule C between commitment issuance and closing.This is a highly specialized Texas-only role requiring deep knowledge of Texa ...

Performs back-up for all operational functions as required by workloads and absences. Works directly with home office personnel to coordinate branch-home office workflow. · ...

Under administrative direction, manage the overall efficiency and supervision of the complex branch offices. Leads large or multiple projects with significant scope and impact. · ...