Senior Compliance Associate, Branch Inspections - Denver

Only for registered members Denver, United States

1 month ago

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$75,000 - $115,000 (USD)

Job summary

We are seeking a Senior Compliance Associate to join our team. As a key member of our compliance team you will play a critical role in ensuring that we maintain the highest standards of regulatory compliance.

Responsibilities

  • Conduct scheduled and unscheduled branch office inspections across all registered and non-registered office locations.

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