- Maintain Code of Ethics programs for clients
- Assist consultants with annual review obligations, including electronic communications surveillance
- Assist with the preparation of regulatory correspondence including SEC, CFTC, and SRO examinations and inquiries
- Assist with the preparation of regulatory filings such as Form ADV, Section 13 filings, Form PF, Form PQR, among others
- Conduct regular reviews of compliance programs including anti-money laundering
- Some travel may be required (>10%)
- An internationally recognized professional qualification.
- 2-4 years' experience working in financial services as an accountant, back-office professional, compliance department staff, paralegal, or high-level administrative associate
- Candidates must have excellent English language skills, excelling in both written and oral communication
- Experience with Microsoft Office including excellent Excel skills is desirable
- Strong analytical skills are a must. Candidates must display the ability to analyze and interpret basic data with a keen eye for detail
- Waystone employees must be self-starters with strong independent motivation and the ability to thrive in an independent work environment
-
Senior Associate
14 hours ago
Morgan Street Holdings Chicago, United StatesOverview of Morgan Street Holdings: · Morgan Street Holdings ("Morgan Street") is the holding company and investment arm of the HAVI group of businesses, including Havi Supply Chain, tms, and Stanley. Built on the philosophy of always "delivering the promise", we have a 50-year h ...
-
Senior Associate
5 days ago
Global Placement Firm Chicago, United StatesExcellent company looking to add a successful Senior Audit Associate to their team · *** This position is Hybrid working with our team in Chicago*** · Position Responsibilities: · Serve as the engagement lead on specific accounts · Take responsibility for pre-engagement plannin ...
-
Senior associate
6 days ago
Pomerantz LLP Chicago, United StatesLeading investor-side securities litigation firm seeks a full-time senior associate with 5-7 years of experience to join our Chicago office. The right candidate will run securities class action litigations day-to-day. Responsibilities include: investigating claims, drafting amend ...
-
Senior Associate
5 days ago
Keller Augusta Chicago, United StatesCompany Overview: · Our client is a Chicago-based investment firm that targets domestic core-plus to value-add real estate opportunities via commingled funds, separate accounts, and joint venture structures. Since 1996, the firm has sponsored more than 15 real estate equity and d ...
-
Senior Associate
2 days ago
SS&C Chicago, United StatesSS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 of ...
-
Senior Associate
12 hours ago
SS&C Technologies Chicago, United StatesSS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 of ...
-
Senior Associate
1 week ago
Day Two Plus LLC Chicago, IL, United States Full timePosition Name · Senior Associate · Position Category · Construction/Project Management · Full/Part Time · Full Time · Contact Email · Why Join Our Team? · In 2021, Day Two Plus began it's journey to deliver an integrated, end-to-end Project Management Information System (" ...
-
Senior Associate
6 days ago
RSM Chicago, United States Full timeWe are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture ...
-
Senior Associate
2 days ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 week ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 week ago
Golub Capital Chicago, United StatesPosition Information · Hiring Manager: · Senior Director · Department: · DL - Direct Lending · Department Overview · The Middle Market Lending Team provides senior, one-stop and second lien loans to U.S. middle market companies. The team structures financing solutions with hold p ...
-
Senior Associate
1 week ago
Guidehouse Chicago, United StatesJob Family: · Accounting Operations · Travel Required: · Up to 10% · Clearance Required: · None · What You Will Do: · * Take on more managing responsibilities. · * Oversee the Accounts Payable process. · * Handle Audit requests and learn the process. · * May manage projects while ...
-
Senior Associate
10 hours ago
Prescient Chicago, United StatesJob Description · Job DescriptionSalary: · TITLE: Senior Associate (Deep & Dark Web Intelligence) · PRACTICE AREA: Cyber-(Deep & Dark Web Intelligence) · LOCATION: All Offices · REPORTS TO: Director / Managing Director · FLSA: Exempt · WHY PRESCIENT? · Prescient is a global ris ...
-
Senior Associate
1 week ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 week ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 day ago
Guidehouse Chicago, United StatesJob Family: · Accounting Operations · Travel Required: · Up to 10% · Clearance Required: · None · What You Will Do: · * Take on more managing responsibilities. · * Oversee the Accounts Payable process. · * Handle Audit requests and learn the process. · * May manage proj ...
-
Senior Associate
1 week ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 week ago
Founder's CPA Chicago, United StatesAbout Founder's CPA · Founder's CPA was founded in 2017 and is now an industry-leading accounting firm located in Chicago that focuses on outsourced accounting, tax, and CFO services for venture-backed startups. We refuse to accept the inefficient and burdensome "old school" appr ...
-
Senior Associate
1 week ago
ACCA Careers Chicago, United StatesJob DescriptionYou will be working directly with leading private equity and asset management firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans. You will be facilitating our service offering by assisting, perfor ...
-
Senior Associate
1 week ago
EisnerAmper Chicago, United StatesJob Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. Yo ...
Senior Associate - Chicago, United States - Waystone Governance Ltd.
Description
Job Description
Job DescriptionSalary:For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide.
Our success depends upon our ability to attract and retain the best, most diverse talent and provide our employees with a broad spectrum of professional development opportunities.Our workplace environment is an inclusive one, where employees can be themselves, reach their full potential and drive business results.
The Senior Associate will work closely with Waystone's Consultants to help administer each client's compliance program. These individuals will conduct regular reviews of the compliance programs, organise, and maintain code of ethics obligations, and help manage the documentation and filings for consultants. Ideal candidates will need to develop strong organizational skills as well as high attention to detail and will need to understand each client's business to assist in the administration of written regulatory programs.
Candidates seeking employment as an Associate must demonstrate strong organizational skills, high attention to detail, work effectively as member of a team, be able to learn quickly, and proactively interact with a diverse group of clients.
ESSENTIAL DUTIES AND RESPONSIBILITIES
REQUIREMENTS
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Education:
EXPERIENCE: