Trade Compliance Manager - Atlanta

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

· At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgi ...

The Compliance Manager is primarily responsible for managing the ethics and compliance hotline, conducting investigations, managing case referrals, and ensuring proper communication and reporting of outcomes. · ...

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

The Compliance Manager is responsible for managing the ethics and compliance hotline, · conducting investigations, · managing case referrals, · and ensuring proper communication and reporting of outcomes. · ...

Job ID: 106047 · Atlanta · Austin · Boston · Chicago · Connecticut - Darien · 10 More · Do you want to work on complex and pressing challenges—the kind that bring together curious, ambitious, and determined leaders who strive to become better every day? If this sounds like you, y ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program.This role offers exceptional breadth and variety—ideal for professionals who thrive on diverse, dynamic work rather than narrow specialization. · ...

+The Regulatory Compliance Manager is responsible for managing risks and developing professional relationships with internal stakeholders and government agencies. The role includes performing related actions with Suppliers to ensure compliance to regulations and legislations. · + ...

We are surrounded by individuals empowered to use their expertise and talents to achieve our mission to identify, cultivate, and steward donors. · The University Advancement Division furthers the university and its mission through several departments. · ...

The Regional Supervision Manager (RSM) oversees the supervision and review of brokerage transactions to ensure compliance with firm policies and regulatory standards. · Evaluate and approve Outside Business Activities, · account acceptance, · and annual compliance requirements · ...

The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as customer / supplier contract requirements. This will require the role to develop and maintain professional relationships with intern ...

Position Mission · The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as regulatory reporting requirements. This will require the role to develop needed regulatory intelligence to be pro ...

The Ethics & Compliance Manager will be a key member of the Ethics, Compliance & Sustainability (ECS) team, serving as an ethics and compliance expert to help drive the delivery of our objectives for the ECS Program. · ...

· Job Title: HR Compliance Manager · COMPANY STATEMENT: · JOB PURPOSE: · This position is a key member of the TI-NTG HR team and reports to the VP Total Rewards and Technology. In this newly created, highly collaborative role, you will partner with your HR colleagues and other b ...

We are seeking a Donor Compliance Manager to join our team taking Georgia State University to the next level of excellence. The successful candidate will be responsible for managing each workflow process for all types of Foundation-sponsored student aid, producing related financi ...

Job summary · Our client is looking for a highly skilled Compliance Audit Manager to lead audit activities focused on research billing accuracy regulatory compliance and documentation standards. · Oversaw audit processes guide performance improvement initiatives ensured adherence ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program. · Lead initiatives for the compliance function, leveraging AI to establish the internal compliance and operational risk testing program and managing the company's compliance re ...

The Regional Supervision Manager (RSM) oversees the supervision and review of brokerage, advisory, and directly held transactions to ensure compliance with firm policies regulatory standards and clients best interests. · ...

To support select Inspire Brands' cross functional teams with all aspects of regulatory and nutrition related information needs. · Maintains the nutritional, ingredient and allergen, and relevant technical information on select brand websites and mobile apps in accordance with pr ...

Proof of the Pudding is an award-winning catering company throughout the Southeast with a commitment to creating quality culinary concepts from scratch. This standard was upheld through the expansion into Sports and Entertainment Food & Beverage Services by providing elevated con ...

Lensa does not hire directly for these jobs but promotes them on behalf of its direct clients recruitment ad agencies and marketing partners. · This function implements strategies and processes to ensure adherence to policies educates and trains employees across the organization ...