Financial Institution Manager - San Francisco, United States - Department of Financial Protection and Innovation
1 week ago
Description
About the DFPI
The Department of Financial Protection and Innovation (DFPI) is California's financial regulator, working to protect consumers by examining and licensing financial activities and taking action against unfair, deceptive, or abusive practices.
Position Details
Job Code #:
JC-430309
Position #(s):
Working Title:
Portfolio Manager
Classification:
FINANCIAL INSTITUTIONS MANAGER
$10, $12,051.00
# of Positions:
1
Work Location:
San Francisco
Telework:
Hybrid
Job Type:
Permanent, Full Time
Job Description And Duties
The Department of Financial Protection and Innovation is recruiting for one, permanent, full-time Financial Institutions Manager position within the Division of Broker-Dealer Investment Adviser Unit (BDIA).
Under the general direction of the Deputy Commissioner of the BDIA Division, the Financial Institutions Manager (Portfolio Manager) is responsible for the supervision and regulation of assigned licensees and assigned program initiatives and projects, including plans, organizes, directs, and reviews the work of the Broker-Dealer Investment Adviser division San Francisco office.
The Financial Institutions Manager provides expert guidance of the BDIA licensing, examination, consumer complaints, and regulation of broker-dealers, investment advisers and their agents and representatives pursuant to the Corporate Securities Law of 1968.
Final Filing Date:5/16/2024
Examination Information
Minimum Qualifications
Experience:
One year of experience in California state service performing professional examination duties of a class at a level of responsibility equivalent to that of a Senior Financial Institutions Examiner or Financial Institutions Supervisor.
Or
Experience:
Two years of experience in California state service performing professional auditing or examination duties of a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C.
Or
Experience:
Five years of increasingly responsible professional auditing or examination experience, including three years supervising a staff of accountants, auditors, or examiners.
(Experience in California state service applied toward this requirement must include two years performing the duties in a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C.)and
Education:
Equivalent to graduation from college with a specialization in accounting, business administration, economics, finance, or a related business/management specialization.
Consider a rewarding and challenging career with the DFPIPay:
$10, $12,051.00 per month
Benefits:
- Dental insurance
- Health insurance
- Vision insurance
Schedule:
- Monday to Friday
Work Location:
Hybrid remote in San Francisco, CA 94104
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