Managing Director of Compliance Services - Roseland, NJ

A growing compliance advisory firm is seeking a senior leader to oversee and expand its municipal and advisory compliance practice. · Oversee compliance programs for municipal-focused firms, broker-dealers, and investment advisory businesses · Provide senior-level interpretation ...

We deliver outsourced regulatory support, ongoing surveillance, and hands-on compliance services to help firms navigate FINRA, SEC and MSRB requirements with clarity and efficiency. · We are growing and seeking a Managing Director with extensive experience with Municipal and othe ...

GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services “FS” business to manage FS' compliance program. · ...

As a Domain Consultant in one of the industry verticals you are responsible for implementation of roadmaps for business process analysis data analysis diagnosis of gaps business requirements and functional definitions best practices application meeting facilitation and contribute ...

Lensa is a career site that helps job seekers find great jobs in the US. · We are not a staffing firm or agency. · ...

The Program Compliance Assistant/Community Associate for the Division of Emergency Housing Services will be part of the program compliance team which is tasked with monitoring and tracking client compliance, vendor contractual compliance, facility management and EHS staff complia ...

The Program Compliance Assistant will be responsible for supporting the overall compliance of the EHS program by performing administrative tasks and monitoring workflows/processes to ensure adherence to regulations and internal policies with the goal of maintaining the program's ...

The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, · detecting and mitigating compliance, · regulatory and reputational risk within the Global Banking & Markets-Public business by articulating · and maintaining the standards of ...

The New York City Department of Housing Preservation (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods because every New Yorker deserves a safe, affordable place to live in a neighborhood they love. · ...

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. · The Goldman Sachs Group, Inc., 2023. All rights reserved. · Provide day-to-day line Compliance coverage for the Global Banking & Markets Prime S ...

Description · Global Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk m ...

· Job Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. ...

We are currently looking for entry-level professionals to join the Risk and Compliance team. You will participate in departmental or functional area risk assessments across a variety of industries. · We're Looking For Someone Who Has · Bachelor's or master's degree in Finance, Ac ...

· Job Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. ...

Provide Compliance support to US Support Functions including Operations and Finance as well as Prime Services Securities teams in developing appropriate controls and procedures to mitigate business and product specific regulatory risks. · ...

We are the leading provider of professional services to the middle market globally. · RSM's Risk Consulting Group provides value added risk assessment services to clientele and you will have the ability to be exposed to a wide variety of clients within financial services industry ...

Job Description · At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You ...

+We are the leading provider of professional services to the middle market globally. · +Work individually or as part of a team to execute AML, lending or deposit compliance testing activities for financial institutions of all sizes and complexities. · Identify areas of non-compli ...

As part of Team Amex, you'll experience comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. · The U.S. Consumer Services team is responsible for our suite of consumer products, services, and exp ...

As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. · ...