Vice President, U.S. Consumer Services Compliance - New York

GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services “FS” business to manage FS' compliance program. · ...

The Program Compliance Assistant/Community Associate for the Division of Emergency Housing Services will be part of the program compliance team which is tasked with monitoring and tracking client compliance, vendor contractual compliance, facility management and EHS staff complia ...

The Program Compliance Assistant will be responsible for supporting the overall compliance of the EHS program by performing administrative tasks and monitoring workflows/processes to ensure adherence to regulations and internal policies with the goal of maintaining the program's ...

The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, · detecting and mitigating compliance, · regulatory and reputational risk within the Global Banking & Markets-Public business by articulating · and maintaining the standards of ...

The Global Compliance division prevents,detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. · Provide day-to-day line Compliance coverage for the Global Banking & Markets Prime Services Equiti ...

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. · The Goldman Sachs Group, Inc., 2023. All rights reserved. · Provide day-to-day line Compliance coverage for the Global Banking & Markets Prime S ...

We are currently looking for entry-level professionals to join the Risk and Compliance team. · ...

We are the leading provider of professional services to the middle market globally. · RSM's Risk Consulting Group provides value added risk assessment services to clientele and you will have the ability to be exposed to a wide variety of clients within financial services industry ...

The New York City Department of Housing Preservation (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods because every New Yorker deserves a safe, affordable place to live in a neighborhood they love. · ...

+We are the leading provider of professional services to the middle market globally. · +Work individually or as part of a team to execute AML, lending or deposit compliance testing activities for financial institutions of all sizes and complexities. · Identify areas of non-compli ...

pAmerican Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance risk across products, processes, and customer interactions./p/h2>Responsibilities/h2Act as a compliance risk advisor ...

As part of Team Amex, you'll experience comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. · The U.S. Consumer Services team is responsible for our suite of consumer products, services, and exp ...

As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. · ...

American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance risk across products, processes and customer interactions. · ...

At American Express, our culture is built on a 175-year history of innovation, · shared values and Leadership Behaviors, and an unwavering commitment to back our customers, · communities, and colleagues. · ...

Provide Compliance support to US Support Functions including Operations and Finance as well as Prime Services Securities teams in developing appropriate controls and procedures to mitigate business and product specific regulatory risks. · ...

We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. · Supporting client engagements by reviewing staff work product. · Coordinating with clients and internal team members. · ...

A growing compliance advisory firm is seeking a senior leader to oversee and expand its municipal and advisory compliance practice. · Oversee compliance programs for municipal-focused firms, broker-dealers, and investment advisory businesses · Provide senior-level interpretation ...

We deliver outsourced regulatory support, ongoing surveillance, and hands-on compliance services to help firms navigate FINRA, SEC and MSRB requirements with clarity and efficiency. · We are growing and seeking a Managing Director with extensive experience with Municipal and othe ...

A growing compliance advisory firm seeks a senior leader to oversee municipal securities compliance practice. · Oversee compliance programs for firms · Provide interpretation of SEC requirements · ...