- 1-3 years of compliance experience
- Understanding and experience with handling personal trading and Code of Ethics
- Detail oriented
- Ability to adapt to a fast paced environment and self-motivated
- Solid collaboration skills
- Bachelor's degree
- Star Compliance a plus
- Review and file new hire documents and maintain new hire lists
- Ensure Compliance onboarding requirements are completed prior to new hire's first day
- Detect violations of all company policies and procedure by maintaining internal controls
- Manage broker statement collections processes and statements feeds
- Handle ad hoc projects and give administrative support for the Compliance team
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Compliance Analyst
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Compliance Analyst
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Front Line Consulting New York, United StatesFront Line Consulting focuses on providing Program Management and Process Improvements. We are a Veteran owned and Veteran managed company committed to improving the holistic performance of the organizations that seek our services. We combine traditional Project Management and Ag ...
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Aml Compliance Analyst
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Apollo New York, United StatesPosition Overview · The Compliance Analyst will join Apollo's Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo's Complian ...
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Standards Compliance Analyst 1 Developmental
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People With Developmental Disabilities, Office for New York, United States**Minimum Qualifications** · NON-COMPETITIVE MINIMUM QUALIFICATIONS: · Standards Compliance Analyst DD Trainee 1: A bachelor's degree in audiology, community mental health, education, gerontology, human development, human services, nursing, nutrition, occupational therapy, physic ...
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Amex New York, United States**You Lead the Way. We've Got Your Back.** · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ...
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Cambio Consulting Group New York, United StatesCambio Consulting Group is seeking Anti-Money Laundering Compliance Analysts / Sanctions Compliance Examiners with a **5+ years of experience and a Bachelor's Degree** to join its Federal practice and take an active role in assisting the Department of Homeland Security (DHS). Thi ...
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Analyst - Cnb Prudential Compliance
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Bsa/aml Compliance Onboarding Analyst
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Compliance Analyst
1 week ago
BOGOTA SAVINGS BANK Hasbrouck Heights, United StatesBogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank's retail banking activities (both commercial and consumer) and assist the business units to ensure practices, p ...
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Compliance Analyst
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Tandym Group New York, United StatesA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory require ...
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IT Compliance Analyst
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Compliance Analyst
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Private Equity Firm New York, United StatesTitle: Compliance Analyst · Location: New York City, NY · Hybrid Work: Role will start in-office four days per week, reducing to three days after training · Compensation: $100,000 – $120,000 base salary plus bonus. · Job Overview: A prestigious private equity firm based in New Y ...
Compliance Analyst - New York, United States - Larson Maddox
Description
Our client is a top investment management firm with over $15 billion in assets and over 1,500 employes across their global offices. Their team is made up of high performing individuals with diversified backgrounds and responsibilites.
We have partnered with this prestigious firm to find a Compliance Analyst with 1-3 years of experience working for broker dealer or similar financial services firm in their compliance department. You will be tasked with on boarding new hires and Code of Ethics procedures.
Qualifications:
Responsibilities:
This is a hybrid role in our client's New York office located in Manhattan. Salary is dependent upon experience, and their range currently stands at $65k-$90k with a bonus package and competitive benefits.