Associate Director of Compliance - Union City

The Associate Director of Compliance will oversee regulatory compliance performance for all existing properties in MidPen's portfolio. · ...

· Location: Union City Office · Associate Director of Compliance · Reporting to the Director of Compliance, the Associate Director of Compliance will oversee regulatory compliance performance for all existing properties in MidPen's portfolio, including tenant file compliance, ag ...

· About Futu US Inc. · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · Our core mission revolves around ...

The Director of Compliance and Safety must be capable of working with little or no supervision while developing and managing safety and compliance programs and initiatives reflective of best practices in our business and industry. · Evaluate existing safety programs and procedure ...

The Director of Compliance and Safety must be capable of working with little or no supervision while developing and managing safety and compliance programs and initiatives reflective of best practices in our business and industry. · ...

Compliance Director - New York, NY: Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team at the director level. This is a broad, high-im ...

+Job summary · We're partnering with a leading global investment management firm to hire a Director of Compliance with a strong focus on marketing and advertising review. · +Responsibilities3-6+ years of investment management compliance experience · Familiarity with Code of Ethic ...

We're a dynamic team of 230+ globally distributed members who thrive working from our favorite places around the world. The Director of Compliance reports to the Chief Compliance Officer and supports all aspects of the Firm's compliance program. · * Apply practical knowledge of F ...

The Director of AML Compliance will lead a team responsible for monitoring and enforcing anti-money laundering policies. · Oversight of AML compliance program · Acting as subject-matter expert on all AML-related matters · Designing AML data flows and reporting processes · ...

BNY is seeking a future team member for the role of Director, Business Compliance Officer – Consumer Compliance to join our Risk & Compliance team. This role is located in New York City. · Oversee the Consumer Compliance program for Wealth Management... · ...

About This Role · Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing compliance oversight to Credit Sales & Trading Activity, Senior Relationship Management, a ...

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, · we encourage you to apply. · ...

You will be part of McKinsey's Ethics and Compliance (E&C) function and will be based in North America/Europe.The E&C function's mission is to manage risks to our firm, our clients, and our people, while also enabling our firm's client impact and innovation. · ...

About Norm Ai · Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance proces ...

The Compliance Director leads and oversees global compliance program across all operating jurisdictions ensuring consistent regulatory compliance · Design and own PayJoy's global compliance framework including policies procedures risk assessments and control standards. · Establi ...

The Director of Compliance will be a key leader on the Chief Compliance Officer's leadership team and have direct responsibility in building the Compliance agenda, ensuring the organization delivers "Security First" products to customers. · ...

The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, · guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. · This includes designing · and implementing processes to streamli ...

Norm Ai is seeking an experienced Director of Compliance to design and lead the company's legal and ethical compliance program. · ...

When you join Sallie Mae, you become a champion for all students. · We're on a mission to power confidence as students begin their unique journey. To help them plan their higher education, successfully finish, and prepare for life after school. To help them Start smart. Learn big ...

The Director Compliance TDS oversees/leads a team of specialists/professionals providing advice on regulatory requirements. · The role involves designing and implementing a robust regulatory inquiries program that includes leading response to regulatory inquiries and subpoenas. · ...

You will be part of McKinsey's Ethics and Compliance (E&C) function and will be based in North America/Europe. The E&C function's mission is to manage risks to our firm, our clients, and our people, while also enabling our firm's client impact and innovation. · You will lead and ...