Director of Compliance - New York, NY

BNY is seeking a future team member for the role of Director, Business Compliance Officer – Consumer Compliance to join our Risk & Compliance team. This role is located in New York City. · Oversee the Consumer Compliance program for Wealth Management... · ...

The Director of Compliance will work closely with the Chief Compliance Officer to support key components of the firm's global compliance program. · Serve as the central reviewer for US marketing and investor-facing materials. · Verify that all materials meet regulatory standards ...

We're a dynamic team of 230+ globally distributed members who thrive working from our favorite places around the world. The Director of Compliance reports to the Chief Compliance Officer and supports all aspects of the Firm's compliance program. · * Apply practical knowledge of F ...

A globally active real estate investment platform is seeking a Director of Compliance to support its expanding U.S. regulatory and marketing review program. · Act as central reviewer for investor-facing marketing materials including pitchbooks presentations PPM excerpts case stud ...

+Job summary · We're partnering with a leading global investment management firm to hire a Director of Compliance with a strong focus on marketing and advertising review. · +Responsibilities3-6+ years of investment management compliance experience · Familiarity with Code of Ethic ...

The Director of Compliance will lead the development, implementation, · and oversight of Grameen America's comprehensive compliance program. · Develop, implement, · and maintain a comprehensive risk-based compliance program that addresses all federal, · state,and local regulation ...

Norm Ai es una empresa líder en tecnología legal y de compliance AI que busca a un Director de Compliance experimentado para diseñar e implementar el programa legal, ético y regulatorio. El candidato debe tener experiencia en liderazgo regulatorio y compliance dentro de sectores ...

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, · we encourage you to apply. · ...

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance will be a key leader on the Chief Compliance Officer's leadership team and have direct responsibility in building the Compliance agenda, ensuring the organization delivers "Security First" products to customers. · ...

The Compliance Director leads and oversees global compliance program across all operating jurisdictions ensuring consistent regulatory compliance · Design and own PayJoy's global compliance framework including policies procedures risk assessments and control standards. · Establi ...

We're partnering with a leading global investment management firm to hire a Director of Compliance with strong focus on marketing and advertising review. · leading review of investor-facing materials · ...

The Director of Compliance will lead the compliance and regulatory strategy for a growing portfolio of residential housing properties across New York City. This individual ensures compliance with all federal, state, and city housing regulations. · Develop and oversee a comprehens ...

Norm Ai seeks a highly experienced Director of Compliance to design build and lead the company's legal ethical regulatory and data compliance program. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

You will be part of McKinsey's Ethics and Compliance (E&C) function and will be based in North America/Europe. The E&C function's mission is to manage risks to our firm, our clients, and our people, while also enabling our firm's client impact and innovation. · You will lead and ...

You will be part of McKinsey's Ethics and Compliance (E&C) function and will be based in North America/Europe.The E&C function's mission is to manage risks to our firm, our clients, and our people, while also enabling our firm's client impact and innovation. · ...

The Director of Compliance will lead the development, implementation, and oversight of Grameen America's comprehensive compliance program. · Compliance Program Management: · Develop, implement, and maintain a comprehensive, risk-based compliance program that addresses all federal ...

The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, · guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. · This includes designing · and implementing processes to streamli ...

Norm Ai seeks a highly experienced Director of Compliance to design build lead legal ethical regulatory data compliance program overseeing behavioral compliance professional responsibility obligations privacy data governance regulatory compliance across Norm Ai its affiliated law ...

You will be part of McKinsey's Ethics and Compliance (E&C) function and will be based in North America/Europe. The E&C function's mission is to manage risks to our firm, our clients, and our people. · The role includes leading the development and maintenance of targeted domain p ...