- Maintain and continuously improve the Companys Compliance Management System.
- Oversee the Companys Vendor Management, Compliance Testing, Licensing & Insurance, Change Management, and Compliance Training functions.
- Develop, lead, and drive engagement of the Compliance team to maximize effectiveness across the organization.
- Support a robust reporting environment to enable the Company to perform effective risk assessments and root cause analyses.
- Develop, implement, and maintain compliance-related policies, procedures, processes, and controls.
- Actively lead process improvement efforts for each function within the Compliance department.
- Facilitate the implementation of effective compliance strategies to assess key risks and identify opportunities to strengthen the Companys control environment.
- Provide subject matter expertise for various compliance and regulatory domains.
- Drive the successful completion of department-wide initiatives and provide compliance support for strategic company initiatives.
- Regularly engage with and provide support to the Chief Compliance Officer and the Companys Legal team.
- Champion a culture of compliance across the organization that facilitates the identification and mitigation of emerging compliance issues.
- Other duties as assigned by management. Must be able to come to work promptly and regularly. Must be able to take direction and work well with others. Must be able to work under the stress of deadlines. Must be able to concentrate and perform accurately. Must be able to react to change productively.
- Bachelors degree and a minimum of four years related experience in consumer financial services compliance.
- Experience managing a successful compliance team is highly preferred.
- To perform this job successfully, an individual should have knowledge of Microsoft Office (Word, Excel, PowerPoint, Outlook, and Internet Explorer).
- Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents.
- Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community.
- Ability to effectively present information to top management, public groups, and/or boards of directors.
- Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists. Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form.
-
Quality Systems and Compliance Manager
2 weeks ago
Stealth Recruiting Services Wausau, United StatesJob Description · Job Description100k to 120k · Job Description · The Quality Systems and Compliance Manager ensures Quality is incorporated into the foundations of everything we do and through the life cycle of the products we create. This individual manages the design, creation ...
-
Quality Systems and Compliance Manager
4 weeks ago
Stealth Recruiting Services Wausau, United States100k to 120k · Job Description · The Quality Systems and Compliance Manager ensures Quality is incorporated into the foundations of everything we do and through the life cycle of the products we create. This individual manages the design, creation, publication, and maintenance ...
-
VP Compliance Manager
2 weeks ago
Prevail Bank Marshfield, United StatesJob Description · Job DescriptionBenefits:401(k) · Flexible schedule · Health insurance · Vision insurance · Position Summary: · The VP - Compliance Manager is responsible for developing, implementing and monitoring the compliance management system for the bank. Responsibilities ...
-
Industrial Maint. Tech 3- 2nd Shift
1 week ago
Kerry Rothschild, United StatesMaintenance Technician 3 – 2nd Shift - Rothschild, WI · About Kerry · Kerry is the world's leading taste and nutrition company for the food, beverage and pharmaceutical industries. Every day we partner with customers to create healthier, tastier and more sustainable products that ...
-
Kerry Rothschild, United StatesMaintenance Technician 3 – 11 am to 7 pm Shift - Rothschild, WI · About Kerry · Kerry is the world's leading taste and nutrition company for the food, beverage and pharmaceutical industries. Every day we partner with customers to create healthier, tastier and more sustainable pro ...
-
Project Manager
4 weeks ago
Waudena® Schofield, United StatesSummary: · Waudena Entrance Systems is seeking a dynamic and experienced Project Manager to join our Product Management team. The Project Manager will play a crucial role in overseeing the development and launch of new products, product enhancements, and customer experience tool ...
-
Compliance Testing Specialist II
3 weeks ago
Foundation Finance Company, LLC Rothschild, United States: · About Foundation Finance: · Foundation Finance Company (FFC) is one of the fastest-growing consumer finance companies in the U.S. We work with home improvement contractors nationwide to help them close more sales through the use of flexible financing plans. FFC's full-spect ...
-
Human Resources Manager
2 weeks ago
Schuette Metals Inc Rothschild, United StatesJob Description · Job DescriptionHuman Resources Manager · Schuette Metals is a growing metal fabrication company located in Rothschild, WI. We are dedicated to serving a wide range of industries with a focus in defense, agriculture, construction, and architecture. Our mission is ...
-
Customer Processing Specialist
2 days ago
Foundation Finance Company, LLC Rothschild, United States: · About Foundation Finance: · Foundation Finance Company (FFC) is one of the fastest-growing consumer finance companies in the U.S. We work with home improvement contractors nationwide to help them close more sales through the use of flexible financing plans. FFC's full-spect ...
-
Remote Dealer Relationship Representative
3 weeks ago
Foundation Finance Company, LLC Rothschild, United States: · About Foundation Finance: · Foundation Finance Company (FFC) is one of the fastest-growing consumer finance companies in the U.S. We work with home improvement contractors nationwide to help them close more sales through the use of flexible financing plans. FFC's full-spect ...
-
Production Supervisor
2 weeks ago
Wausau Tile Rothschild, United StatesJob Description · Job DescriptionWAUSAU TILE – WHO WE ARE · Throughout the past seven decades, Wausau Tile has grown to become the preeminent manufacturer of architectural concrete, terrazzo and metal products. We were the first American manufacturer of cementitious terrazzo tile ...
-
janitor lead
2 days ago
Compass Group Sheridan, United States Full timeJANITOR LEAD (FULL TIME)Click Here to Apply OnlineJob Description SSC We are hiring immediately for a full time JANITOR LEAD position.Location: Sheridan School District - 400 North Rock Street, Sheridan, AR Openings at other locations within school district available) Note: onlin ...
-
Manufacturing Engineer Intern or Co-Op
3 weeks ago
Wausau Supply Company Schofield, United StatesOverview: · The Manufacturing Engineer Intern or Co-op will perform a variety of engineering activities at WSC. This can encompass continuous improvement, lean manufacturing, and quality assurance projects to improve manufacturing operations, and to enhance WSCs competitiveness i ...
-
Project Manager
3 weeks ago
Wausau Supply Company Schofield, United StatesOverview: · Waudena Entrance Systems is seeking a dynamic and experienced Project Manager to join our Product Management team. The Project Manager will play a crucial role in overseeing the development and launch of new products, product enhancements, and customer experience too ...
-
Entry Level Healthcare Revenue Cycle Analyst
2 days ago
TEKsystems Schofield, United States*TEKsystems is hiring several RCM Insurance Verification Specialists for a large healthcare company in Wausau, WI* · **if interested, please send most updated resume to rsison @ *[])* - please only submit your resume if you have recent Revenue Cycle experience*** · *Job Title: ...
-
Quality Manager
4 weeks ago
Wausau Supply Company Schofield, United StatesOverview: · Reporting to the Plant Manager, the Quality Manager will lead and promote the facilitys Quality Program by systematically identifying quality gaps and implementing robust solutions to ensure Delivered Quality to our Customers. The individual will partner with the pro ...
-
Shift Lead
1 day ago
Border Foods LLC Schofield, United States Full timeWhat began as an idea between two brothers to open a Mexican restaurant has since grown into one of the largest, privately held Taco Bell franchisees in America. At Border Foods, we work with a people-first mantra. From cooks to cashiers to restaurant managers and beyond, we work ...
-
Trusted Health Schofield, United StatesJob Description · Trusted is seeking an experienced nurse for this exciting travel nursing assignment. Trusted has streamlined the travel nursing experience by enabling nurses to apply directly to jobs without the need for recruiters. This unique approach provides more transparen ...
-
Dentist / Community Health
3 weeks ago
Quirt Family Dentistry Careers Schofield, WI, United States Full timeWhy Heartland Dental? · As the leader of your supported office , you'll receive best in class support to provide exceptional lifetime patient care while experiencing unparalleled educational offerings to enhance your elite clinical skills. You'll work in an environment that encou ...
-
Shift Manager
1 week ago
McDonald's Sheridan, United StatesShift Manager · Job Type · Full-Time · Part-Time · Job Description · This posting is for a role with an independent McDonald's franchisee. · Our team is hiring motivated Shift Managers · Start moving forward safely today - McDonald's has over 50 procedures in place to help ensur ...
Senior Compliance Manager - Rothschild, United States - Foundation Finance Company, LLC
Description
:About Foundation Finance:
Foundation Finance Company (FFC) is one of the fastest-growing consumer finance companies in the U.S. We work with home improvement contractors nationwide to help them close more sales through the use of flexible financing plans. FFC's full-spectrum lending approach has driven billions in originations and helped many customers make needed improvements to their homes. We're making big investments in both infrastructure and employee talent to keep up with our growth, so the time is right to join our team It's a fast-paced environment with room to advance. We offer a competitive salary, medical/dental/vision benefits, 401(k) with company match, a casual dress work environment and much, much, more.
Overview:Account Servicing Administrative Assistant Description & Duties:Description & Duties:
The Senior Compliance Manager is responsible for leading a team of compliance professionals and driving compliance efforts throughout the organization. The Senior Compliance Manager maintains the Companys Compliance Management System and oversees various functions across the Compliance department. This role is critical to the Companys ability to effectively mitigate risk and maintain compliance with applicable laws and regulations, and is responsible for developing, implementing, and maintaining compliance-related policies, procedures, processes, and controls.
Responsibilities:Duties may include, but are not limited to:
Minimum Qualifications:
The Ideal Candidate:
Applicants must be reliable, dynamic, sociable and enthusiastic team players; while possessing a positive "can-do" attitude, excellent judgement and communication skills. Applicants must also have great attention to detail and ability to multi-task under the stress of deadlines with a strong desire to help the organization succeed.
Supervisory Responsibilities:
Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws. Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance; rewarding and disciplining employees; addressing complaints and resolving problems.
Pay Range:USD $90, USD $95,000.00 /Yr.
Working Conditions:
Working Conditions:
Office environment with significant time spent sitting, typing and talking on the telephone.
Foundation Finance Company provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.
Remote Work:Foundation Finance Company LLC requires that remote employees must reside in one of the following states to be considered for any of our remote positions: AL, AR, AZ, CO, CT, FL, GA, IA, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NJ, NV, NY, OH, OK, OR, SC, TN, TX, UT, VA, WA, and WI
