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Accountant/office Manager
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Housekeeper
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Aimbridge Hospitality Williston, United StatesJob Summary · Información disponible en español a continuación. · A Housekeeper is primarily responsible for maintaining clean and attractive guest rooms hallways and public areas in the hotel servicing guest rooms daily in accordance with hotel procedures stocking cart with room ...
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Regions Bank Williston, United StatesThank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, ...
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Maintenance Supervisor
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Avenue5 Residential, LLC Williston, United StatesThe hourly pay for this position is $27-$30 depending on experience. · Avenue5 is growing, and we are in search of a maintenance supervisor to join our dynamic team of Fivers · About Us · We are a vibrant third-party multifamily property management firm with locations across t ...
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Pumping Operator
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Noble Casing Inc Williston, United StatesJob Description · Job DescriptionDescription:Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer locatio ...
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Pumping Operator
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Noble Casing Inc Williston, United StatesJob Description · Job DescriptionDescription:Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer locatio ...
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Pumping Ground Operator
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Noble Casing Inc Williston, United StatesJob Description · Job DescriptionDescription:Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer locatio ...
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Pumping Ground Operator
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Noble Casing Inc Williston, United StatesJob Description · Job DescriptionDescription:Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer locatio ...
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Remote Senior Compliance Program Manager
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Verathon Williston, United StatesRemote Senior Compliance Program Manager · Responsibilities: · - Privacy Compliance · - Develop and implement privacy policies, procedures, and controls to ensure compliance with relevant data protection laws and regulations. Collaborate with cross functional teams to assess an ...
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Remote Senior Compliance Program Manager
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iTrade Williston, United StatesRemote Senior Compliance Program Manager · Job Category · : · Compliance · Requisition Number · : · SRCOM017081 · Apply now · Posted : February 21, 2024 · Full-Time · Locations · Showing 1 location · iTrade - Queen City · 1213 W Morehead St · Charlotte, NC 28208, USA · iTr ...
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Service Manager
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Interstate Companies, Inc. Williston, United StatesInterstate Power Systems is looking for our next dynamic leader at our Williston North Dakota location. We are seeking a Service Manager to run our Heavy-Duty Truck Service Shop. If you are looking for an amazing career with a growing company and have the leadership skills, we ar ...
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Pumping Operator
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Noble Casing Inc Williston, United States: Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer location. Employees in this position will be resp ...
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rig Up rig Down technicians
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Nabors Industries, Ltd. Williston, United StatesNabors is a leading provider of advanced technology for the energy industry. With operations in about 20 countries, Nabors has established a global network of people, technology and equipment to deploy solutions that deliver safe, efficient and responsible hydrocarbon production. ...
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Pumping Operator
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Noble Casing Inc Williston, United States: Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer location. Employees in this position will be respo ...
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Pumping Ground Operator
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Noble Casing Inc Williston, United States: Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer location. Employees in this position will be respo ...
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Pumping Ground Operator
1 week ago
Noble Casing Inc Williston, ND, US, United States: Summary of Responsibilities · As part of the crew, you will be responsible for safely performing tasks associated with the operation, rig up/down of pumping equipment, tools, and related equipment in the shop, yard or customer location. Employees in this position will be respo ...
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IRCs Rig Electrician
5 days ago
Nabors Industries, Ltd. Williston, United StatesNabors is a leading provider of advanced technology for the energy industry. With operations in about 20 countries, Nabors has established a global network of people, technology and equipment to deploy solutions that deliver safe, efficient and responsible hydrocarbon production. ...
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Pressure Relief Valve Technician
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PRIMEC Controls Williston Williston, United StatesAbout Us: · PRIMEC Controls LLC is North Dakota's fully integrated service provider for the oil and gas industry, offering various services, including programming, repairs, instrumentation, measurement, electrical, and combustion solutions. PRIMEC Controls LLC takes pride in fost ...
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NCHFA Compliance Specialist
1 week ago
Elmington Property Management Williston, United StatesPOSITION SUMMARYThe NCHFA Compliance Specialist provides support to affordable communities by ensuring they are in compliance with Federal and State rules and regulations. This is accomplished through reviewing lease documents and providing guidance to site staff when corrections ...
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Clinic Receptionist
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CommonSpirit Health Williston, United StatesOverview CHI St. Alexius Health Williston now part of CommonSpirit Health formed between Catholic Health Initiatives (CHI) and Dignity Health has been proudly serving our community since 1920. CHI St. Alexius Health Williston proudly provides primary care specialty care family me ...
Compliance Associate - Williston, United States - Larson Maddox
Description
Compliance Associate Larson MaddoxCharlotte, United States
Posted 2 days ago
In-Office Job
Permanent
USD USD150000 per annum
Role Description Investment Management firm seeking a Compliance associate to be an essential part of the Compliance team, actively involved in due diligence processes, ensuring compliance with SEC regulations, and upholding Code of Ethics.
Reporting directly to the Chief Compliance Officer, you'll play a key role in supporting the compliance efforts of the firm.
Key Duties & ResponsibilitiesAssisting in enforcing Code of Ethics, which involves monitoring personal trading accounts, issuing certifications, and managing conflicts-of-interest.
Maintaining and updating compliance policies and procedures, ensuring they're current and effective.
Assisting with SEC and NFA filings and regulatory examinations to ensure compliance with regulatory requirements.
Monitoring and auditing business processes to identify potential compliance risks and take appropriate actions to mitigate them.
Supporting the enforcement and testing of compliance program to maintain effectiveness.
Researching and analyzing applicable laws, regulations, and industry best practices to ensure ongoing compliance.
Staying informed about SEC and NFA regulations, including changes and developments such as those related to ESG investing.
Educating and training employees on regulatory requirements, updates, and nuances relevant to their roles.
Assisting in conducting initial and ongoing operational due diligence (ODD) reviews of underlying investments with external private fund managers.
Reviewing marketing materials for compliance with SEC "Marketing" or "Advertising" Rules of the Investment Advisers Act.
Collaborating with compliance consultants and legal counsel when necessary.
Providing support on projects related to new regulations and the continuous improvement of the compliance program.
Completing ad hoc projects and other tasks as needed to support the Compliance team.
Required Skills & Abilities
Excellent attention to detail and organizational skills.
A continuous learning mindset to improve processes and stay ahead in a dynamic regulatory environment.
Strong verbal and written communication skills, with the ability to build effective connections within and across teams.
The ability to prioritize tasks quickly and work effectively under time constraints.
Basic proficiency in the Microsoft Office suite.
Qualifications
Bachelor's degree required.
3+ years' experience with an investment adviser compliance team, regulator, or compliance consultant.
Familiarity with the SEC's Investment Advisers Act concerning private funds and a basic understanding of regulatory frameworks; NFA experience is advantageous.
Experience with private funds or registered fund operations is preferred.Previous experience in compliance, external audit, internal audit, and/or operational due diligence is desirable.
Familiarity with alternative investment operations and controls is a plus.
An interest and/or understanding of complex investing concepts is preferred.
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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