- Maintains an expertise on federal and state regulations and compliance trends, including but not limited to consumer banking regulations, mortgage lending regulations, and records retention rules.
- Researches and implements regulatory changes affecting compliance and risk and facilitates the implementation of actions to reduce risk and remain compliant.
- Updates regulation manuals for the credit union, including but not inclusive to: safety, business resumption, records retention, SAFE Act, red flag and identity theft, and vendor due diligence aligning with regulations, laws, best practice and organizational strategies
- Develops and administers risk assessments, compiling data, identifying risk, mitigating factors and contingencies reporting results to the Director of Compliance.
- Liaise with legal counsel and credit union business units on legal and compliance issues.
- Administers the member complaint management program ensuring all issues are addressed in a timely manner and compliant with applicable law.
- Using independence and sound judgment serves as a subject matter expert for all compliance areas and responds to inquiries from internal and external sources.
- Completes and/or coordinates special projects assigned by management staff
- Ensures all lines of business are aware and understand proposed, updated and new regulations, laws, guidance and letters applicable to their areas of responsibility.
- Reviews all channels of marketing and website advertising material for compliance with all applicable laws, regulations, and best practices.
- Administers the vendor management program, ensuring all required due diligence items are completed by each vendor owner and information within the vendor management system is accurate and up to date.
- Assists in enterprise risk management activities.
- Backs up other departmental staff as necessary
- Accomplishes the credit union's mission by completing relevant duties as needed when requested by management or other staff members
- Knowledge of federal and state regulatory environments affecting credit unions, and the ability to maintain knowledge of changing regulations and policies.
- Knowledge of risk analysis techniques and theories, with a proficient understanding of regulatory environments affecting the financial industry
- Knowledge of financial industry operations
- Knowledge of credit union products, services, policies, regulations and procedures
- Demonstrated skill in preparing audits work papers
- Demonstrated computer and software skills
- Advanced skill with using and analyzing data with spreadsheet software
- Intermediate mathematical and accounting skills
- Ability to handle multiple and complex deadlines
- Ability to express oneself clearly and articulately both orally and in writing
- Skill in gathering, analyzing and compiling complex financial and statistical data
- Skill with independent problem-solving
- Ability to exercise tact and responsibility with handling confidential information
- Ability to work with general supervision of daily activities
-
Compliance Analyst
1 week ago
Softheon Stony Brook, United States**Job Title: Compliance Analyst** · **Job Location: Remote** · **About us**: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every American. We are a pioneeri ...
-
Compliance Analyst
1 week ago
Suffolk Federal Credit Union Medford, United StatesJoin our Compliance-Risk Management team today as a Compliance Analyst and start empowering your possible · As a leader in the industry, Suffolk Credit Union offers superior value, unique products and personal service so our members have access to the best banking solutions aroun ...
-
Compliance Analyst
2 weeks ago
Boys & Girls Village Milford, United States***: · 1. Validates reports, process adherence, and data accuracy including compiling, reconciling, clarity and reasonableness reviews, and preparation of reports such as the development and maintenance of Power BI reporting. · 2. Assists with the development and maintenance of d ...
-
Compliance Analyst
1 week ago
Source Code LLC Milford, United States**Job Title**: Compliance Analyst · **Reports to**: Director of Cybersecurity · **GENERAL SUMMARY**: · At Integrated IT, the Compliance Analyst role is responsible for ensuring that our clients comply with one or more of their industry's compliance frameworks. This is a 50% gover ...
-
Compliance Analyst
5 days ago
Softheon Stony Brook, United StatesJob Title: Compliance Analyst · Job Location: Remote · About us: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every American. We are a pioneering force ...
-
Compliance Analyst
3 days ago
Softheon Stony Brook, United StatesJob Description · Job Description · Job Title: Compliance Analyst · Job Location: Remote · About us: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every ...
-
Compliance Analyst
1 week ago
Softheon Stony Brook, United StatesJob Description · Job DescriptionJob Title: Compliance Analyst · Job Location: Remote · About us: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every Ame ...
-
Compliance Analyst
1 day ago
Softheon Stony Brook, United StatesJob Title: Compliance Analyst · Job Location: Remote · About us: · Softheon is a dynamic and forward-thinking Software as a Service (SaaS) organization that is dedicated to ensuring affordable, accessible, and plentiful healthcare for every American. We are a pioneering force ...
-
Compliance Analyst
3 weeks ago
Boys and Girls Village, Inc. Milford, United StatesThis position provides support to department leadership and others in the Compliance and Quality team. This position is responsible for managing and creating reports, supporting program reviews and data management, supporting the reference document t Compliance Analyst, Complianc ...
-
Compliance Analyst
2 weeks ago
Flagstar Bank Hicksville, United StatesPosition Title · Compliance Analyst - Complaint Management Oversight · Location · NYCB Plaza -102 (Hicksville, NY) · Job Summary · Regulatory Compliance has many responsibilities related to managing the bank's risk to ensure adherence with compliance requirements. One of the ...
-
Compliance Analyst
2 weeks ago
Flagstar Bank Hicksville, United StatesRegulatory Compliance has many responsibilities related to managing the banks risk to ensure adherence with compliance requirements. One of the main responsibilities is to provide continued leadership and implementation of an enterprise-wide compliance culture by supporting and e ...
-
Compliance Analyst
3 weeks ago
Flagstar Bank Hicksville, United StatesRegulatory Compliance has many responsibilities related to managing the bank's risk to ensure adherence with compliance requirements. One of the main responsibilities is to provide continued leadership and implementation of an enterprise-wide compliance culture by supporting and ...
-
Associate Compliance Analyst
2 weeks ago
Bridge Bancorp Hauppauge, United StatesUnder the direction of the Compliance Testing Manager, the Associate Compliance Analyst is responsible for assisting with Dime Community Bank's Compliance Testing Program by completing compliance reviews. The role partners with business units to main Compliance Analyst, Complianc ...
-
Compliance & Budget Analyst
3 weeks ago
Stony Brook University Stony Brook, United StatesJob Description - Compliance & Budget Analyst · Compliance & Budget Analyst · Required Qualifications (as evidenced by an attached resume): · Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time experience working in a financial environment. Proficienc ...
-
Compliance & Budget Analyst
2 weeks ago
Stony Brook University Stony Brook, United StatesRequired Qualifications (as evidenced by an attached resume):Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time experience working in a financial environment. Proficiency utilizing Microsoft Excel. Preferred Qualifications Budget, Compliance, Analyst, ...
-
Associate Compliance Analyst
1 week ago
Dime Community Bank Hauppauge, United StatesSummary: Under the direction of the Compliance Testing Manager, the Associate Compliance Analyst is responsible for assisting with Dime Community Bank's Compliance Testing Program by completing compliance reviews. The role partners with business units to maintain a strong culture ...
-
Compliance & Budget Analyst
5 days ago
Stony Brook Medicine Stony Brook, United StatesRequired Qualifications (as evidenced by an attached resume): Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time experience working in a financial environment. Proficiency utilizing Microsoft Excel. · Preferred Qualifications: Experience in a budget o ...
-
Compliance & Budget Analyst
2 weeks ago
stonybrooku Stony Brook, United States: · Required Qualifications (as evidenced by an attached resume): · Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time experience working in a financial environment. Proficiency utilizing Microsoft Excel. · Preferred Qualifications: · Experience in a ...
-
Compliance & Budget Analyst
2 weeks ago
Stony Brook Medicine Stony Brook, United StatesRequired Qualifications (as evidenced by an attached resume):Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time experience working in a financial environment. Proficiency utilizing Microsoft Excel. · Preferred Qualifications:Experience in a budget or ...
-
Associate Compliance Analyst
5 days ago
Dime Community Bancshares Hauppauge, United StatesSummary : Under the direction of the Compliance Testing Manager, the Associate Compliance Analyst is responsible for assisting with Dime Community Bank's Compliance Testing Program by completing compliance reviews. The role partners with business units to maintain a strong cultur ...
Compliance Analyst - Medford, United States - Suffolk Credit Union
Description
Job Description
Job DescriptionJoin our Compliance-Risk Management team today as a Compliance Analyst and start empowering your possible
As a leader in the industry, Suffolk Credit Union offers superior value, unique products and personal service so our members have access to the best banking solutions around. And, just as we value our members, we value our employees
As the Compliance Analyst you will be responsible for Monitoring federal and state regulations and compliance trends, including but not limited to mortgage lending regulations (SAFE Act), record retention, determine how changes and trends may affect the credit union and facilitates the implementation of actions to reduce risk and remain compliant.
This role has an on-site requirement with hybrid capabilities.
Responsibilities:
Essential Qualifications:
Qualified candidates will have a high school diploma or equivalency certification. Associates degree or Bachelors degree preferred. Three (3) to five (5) years of compliance, auditing, or risk management experience in a financial institution is required. Compliance Officer Certification or similar (CUCE, CRCM, BSACS etc.) required (or obtained within two years of hire).
Apply today and discover a rewarding career We offer competitive salaries, great benefits, and most importantly the opportunity to make a difference.
Suffolk Credit Union provides equal employment opportunities to all applicants and prohibits discrimination of any type on the basis of actual or perceived race, color, creed, religion, national origin, ancestry, citizenship status, age, sex or gender (including pregnancy, childbirth and pregnancy-related conditions), gender identity or expression (including transgender status), sexual orientation, marital status, military service and veteran status, physical or mental disability, genetic information or any other characteristic protected by applicable federal, state or local laws.
The compensation range provided is in compliance with state specific laws. Factors that may be used to determine your actual rate of pay include your specific skills, years of experience, and other qualifications.
Job Posted by ApplicantPro