Operations Associate - Parsippany, United States - Hennion & Walsh, Inc.

Hennion & Walsh, Inc.

Verified Company

Parsippany, United States

3 weeks ago

Posted by:

Mark Lane

beBee recruiter

Full time

Description

Compliance Ops Associate - FINRA Series 24
If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you.

Overview:

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first.

At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies.

Hennion & Walsh is seeking a Series 99 licensed Operations Associate for our growing company.

The position will work within our operations department, processing client requests and helping us deliver quality service to our clients.

Broad knowledge base of industry standards is a plus, to assist us with processes and procedures.

Opportunity

Responsible for the daily operational requests.
Assist with cashiering items, ACATs, extensions.
Assist supervisor with issues and trade errors.
Work with other departments to help implement efficiencies and process improvements.
Manage day to day workflow and meet department service levels goals.

Qualifications