Compliance Professional - New York

Marathon Asset Management is seeking a compliance professional to join our Institutional Infrastructure team. · ...

Humana Healthy Horizons is seeking a Compliance Professional who will ensure compliance with governmental requirements as they relate to Medicaid State reporting. · ...

Marathon Asset Management is seeking a compliance professional to join our Institutional Infrastructure team. · Partner with the compliance team to enhance implement and oversee Marathon's comprehensive compliance program. · ...

We are seeking a Compliance Professional to join our Institutional Infrastructure team at Marathon Asset Management. · We will partner with the compliance team to enhance implement oversee Marathon's comprehensive compliance program · The expected base salary range for this role ...

An Investment Management firm seeks an experienced Compliance Analyst to follow a hybrid schedule. · ...

Senior Compliance Officer (New York): Our client seeks a Senior Compliance Officer to join its New York office for a leading investment firm with a successful credit platform. · Senior role reporting directly to the Chief Compliance Officer for the credit business and regular int ...

The Meta's Integrity GRC team is seeking experienced professionals in compliance, risk management and integrity to proactively identify assess and mitigate compliance and integrity risks across our platforms. · We strive to be the premier destination for governance risk complianc ...

An Asset Management Firm seeks an Investment Compliance Professional to manage Pre-Trade and Post-Trade Alerts in Charles River (CRD), ensure trades comply with regulatory requirements and internal procedures. · ...

We are seeking a Senior Compliance Associate to join our dynamic and collaborative team. This newly created position will report directly to the CCO and be responsible for developing, implementing and maintaining compliance policies and procedures. · ...

The Benefits Compliance Specialist will oversee and ensure adherence to all applicable benefits regulations. · Overssee compliance with all federal and state benefits regulations, including ERISA, ACA, and COBRA. · ...

+We are seeking a hardworking and analytical professional to join as their Compliance Analyst. · ...

This is a job for an experienced professional to support compliance and risk management activities in the bank. The role focuses on identifying, evaluating and documenting compliance risks. · Reports to Head of Risk Assessments. · ...

We are seeking a talented individual to join our Legal, Compliance & Public Affairs team at Marsh McLennan. This role will be based in New York and offers a hybrid work arrangement, requiring a minimum of three days per week in the office. · ...

The New York City Department of Youth and Community Development invests in a network of community-based organizations to alleviate poverty and provide opportunities for New Yorkers. · The Compliance Specialist ensures program operations align with regulatory compliance standards, ...

A rapidly growing Financial Services firm is seeking a Chief Compliance Officer for a full-time position. · Responsible for running and managing a compliance program for U.S. FINRA-registered broker-dealer. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

A well-established international banking institution with a long-standing U.S. presence is seeking a Chief Compliance Officer for its New York Branch. · A hands-on leadership role overseeing the full U.S. compliance framework within a foreign banking organization structure.The po ...

Norm Ai es una empresa líder en tecnología legal y de compliance AI que busca a un Director de Compliance experimentado para diseñar e implementar el programa legal, ético y regulatorio. El candidato debe tener experiencia en liderazgo regulatorio y compliance dentro de sectores ...

The D. E. Shaw group seeks an analyst to work closely with a team of attorneys and compliance professionals to help ensure the firm's business activities are conducted in strict accordance with regulatory requirements. · collaborate with compliance staff to support the firm's bus ...