VP, Compliance - New York, NY

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

+We are seeking an inquisitive and collaborative IT Governance, · Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX · and HIPAA across our technology stack, · including in-house developed systems · and third-party SaaS platforms.+S Support SOX ...

We are seeking an inquisitive and collaborative IT Governance, Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX and HIPAA across our technology stack, including in-house developed systems and third-party SaaS platforms. · ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...

We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. The VP will report to the Global Head of AML and work on AML processes including KYC onboarding and refreshes, asset due diligence, ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

Dual Fuel is a full service mechanical contracting company specializing in the service and installation of heating plants for multifamily and commercial buildings in the New York City metro area. · Lead the end-to-end subcontractor contracting process, including drafting, negotia ...

+Job Summary · Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team.This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting envi ...

+Job summary · Step into a pivotal role with our client as a Compliance Officer in New York.In this hybrid position, you will oversee the firm's compliance program, · ensuring adherence to regulatory standards. · Manage key projects, · filings, · and training initiatives. · +$130 ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · Maintain up-to-date compliance for federal, state, and local regulations, includ ...