- 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- BS/BA degree in Finance or related field
- 3+ years of experience in the securities industry with emphasis on buy-in and international trade settlement
- Detail oriented with effective organizational skills
- Proficiency in Microsoft Excel is required for analytical purposes (e.g., pivot s, vlookups, sumifs, etc.)
- Basic knowledge of Microsoft PowerPoint is required to support the group's presentations to senior management
- Strong written and oral communication skills
- Expert knowledge of DTCC Smart/TRACK system, OW, Settlement Web and FINRA
- Expert knowledge of buy-in rules for domestic markets including DTC, Fed and physical clearance
- Working knowledge of buy-in rules for international markets including Euroclear, Clearstream, Crest and various local markets
- Working knowledge of Broadridge systems including GLOSS, Impact and BPS
- Working knowledge of Prime Broker operations
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Financial Services
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Buy-In | Fails Control | CNS Specialist | Financial Services - Charlotte, United States - mosaicpartners
Description
Top Tier Investment Banking firm looking for a Buy-In | Fail Control Specialist to join their growing team. This is an excellent opportunity to Monitor regulatory buy-in processes and action accordingly (204, Reg-T, MSRB). Leverage buy-in processes to reduce fail obligations and firm risk (seg deficits). Monitor CNS obligations and liabilities and liaise with Securities Lending to remediate short positions and fails to receive.
QUALIFICATIONS:
This role will be HYBRID out of the Charlotte, NC office.
