Trade Compliance Officer - Richardson - beBeeImportManager

We are seeking a Mortgage Compliance Officer to support and maintain compliance across all mortgage lending activities. This role partners closely with compliance leadership and mortgage originators to ensure adherence to federal, state, and local regulations while supporting ong ...

The Chief Compliance Officer directs all aspects of ETC Brokerage Services compliance affairs. · Monitors compliance with Company policy and regulatory guidelines to ensure compliance with FINRA, SEC, MSRB, State regulations, · ...

Asher Med is hiring a Healthcare Compliance Officer to help ensure operations consistently align with federal and state healthcare laws. · ...

Asher Med operates as a Management Service Organization (MSO), supporting wellness businesses and working with providers and pharmacies that deliver healthcare services nationwide. · ...

The Deputy Chief Compliance Officer will lead and oversee all compliance and regulatory functions for Senderra Specialty Pharmacy. This senior leadership role ensures full adherence to federal and state pharmacy laws, DEA regulations, Medicare/Medicaid requirements, accreditation ...

National Life Group is a trade name of National Life Insurance Company and has been in operation since 1848. The company aims to keep its promises by providing families with stability through insurance policies and annuities. · Our mission extends beyond the insurance policies we ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

This Compliance Officer will support the organization's Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Fraud Risk Management programs. They will perform monitoring, investigations, reporting, and control testing to ensure compliance with applicable laws and internal pol ...

We are seeking a Compliance Officer to join our team and support our ongoing commitment to regulatory excellence. · You're a self-starter, but also a finisher. · You work well independently, and you proactively address problems before they arise. · ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

The Compliance Officer will serve as an integral member of client service teams, working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · A bachelor's degree is mandatory. Graduate level education is a plus. ...

The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · Responsibilities:Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct communications and trade surveillance reviews to ensure compliance ...

The SVP, · Chief Compliance Officer is responsible for ensuring bank-wide compliance with all state and federal regulatory banking requirements. This role serves as the primary liaison with state and federal regulatory examinations related to safety and soundness consumer complia ...

The Compliance Officer is responsible for overseeing an organization's compliance with government laws and regulations. · Develop internal company policies and see that they are respected. · Make sure the organization has a clearly defined program for complying with CMS and Insur ...

This role exists to enable responsible, defensible growth across multiple entities. The Compliance Officer is responsible for owning and operationalizing compliance, privacy, and regulatory governance across CallonDoc and its affiliated subsidiaries. · ...

Bring your expertise to JPMorgan Chase as part of Risk Management and Compliance. You help the firm grow its business in a responsible way by anticipating new and emerging risks. · Identify potential concerns and control issues, · ...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. · ...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. · ...

To perform code compliance inspections; investigate citizens' complaints regarding potential code violations. · ...

We Elevate… Quality of urban life · Serve as the Company's second line of defense by providing area-wide leadership, standards, support, and independent oversight to ensure that all business entities meet ethical compliance responsibilities and manage their respective compliance ...

The Senior Compliance Officer will serve as a member of Standish Compliance senior management and will work strategically with leadership and firm-wide teams to build, grow, and maintain a best-in-class compliance service offering. · The role includes leading and managing a team ...