Compliance Officer - Irving, TX

Overview · Monday – Friday Schedule · 4 days onsite, 1 day remote · Location: Phoenix AZ, Irving TX, or Westlake CA · Responsibilities · Complete periodic targeted reviews/testing and validate quality control testing of transactions, processes, and controls. · This process includ ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Description · The Tenet Compliance Officer reports directly to Tenet Compliance Lead, who reports directly to the Tenet Senior Director Compliance. The Tenet Compliance Officer is responsible for managing the implementation of Tenet's Ethics and Compliance Program in his or her a ...

· Title: Compliance Officer · Employee Classification: Compliance Officer · Campus: University of North Texas - Dallas · Division: DAL-Office of the President · SubDivision-Department: DAL-Office of the President · Department: DAL-Compliance Office-500500 · Job Location: Dallas ...

The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · Responsibilities:Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct communications and trade surveillance reviews to ensure compliance ...

The position supports overall compliance through the execution of compliance control testing programs and other line of business monitoring designed to evaluate the effectiveness of line of business practices in meeting respective regulatory compliance.Maintains current knowledge ...

The Compliance Officer will serve as an integral member of client service teams, working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · A bachelor's degree is mandatory. Graduate level education is a plus. ...

Overview · Monday – Friday Schedule · 4 days onsite, 1 day remote · Location: Phoenix AZ, Irving TX, or Westlake CA · Responsibilities · Complete periodic targeted reviews/testing and validate quality control testing of transactions, processes, and controls. · This process incl ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

We are seeking a Compliance Officer to join our team and support our ongoing commitment to regulatory excellence. · You're a self-starter, but also a finisher. · You work well independently, and you proactively address problems before they arise. · ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Title: Compliance Officer · Employee Classification: Compliance Officer · Campus: University of North Texas - Dallas · Division: DAL-Office of the President · SubDivision-Department: DAL-Office of the President · Department: DAL-Compliance Office-500500 · Job Location: Dallas · S ...

As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged with executing the Financial Crimes and Core Compliance Training program for the Americas, which may include, but is not limited to, Core Compli ...

As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged with executing the Financial Crimes and Core Compliance Training program for the Americas, which may include, but is not limited to, Core Compli ...

The Tenet Compliance Officer reports directly to Tenet Compliance Lead, who reports directly to the Tenet Senior Director Compliance. The Tenet Compliance Officer is responsible for managing the implementation of Tenet's Ethics and Compliance Program in his or her assigned state. ...

Do you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. · ...

· Grow with us · About this opportunity: · Ericsson Inc. does not sponsor US work authorizations for this job position including H-1B, O-1, L-1 and TN. Ericsson also does not hire F-1's working on EAD for this position. · Ericsson is a world-leading global provider of high-perfo ...