Compliance Officer - Irving, TX

The Chief Compliance Officer provides clinical leadership and support for all LifeCare Home Health agencies and branches. ...

We are seeking a Compliance Program Training Officer to join our team in Irving, TX. As part of the International Compliance Training Team, you will be responsible for executing the Financial Crimes and Core Compliance Training program for the Americas. · Implement and execute bo ...

Support Safran USA, Inc. and its affiliates with strategic and daily export and import compliance, anti-corruption programs, and related issues. · Bachelor's Degree Required · Ten (10) or more years of relevant experience in US export and import compliance · ...

+Job Summary · Safran USA Inc seeks Export Import Compliance Officer supporting strategic daily export import compliance anti corruption programs related issues U.S trade regulations including EAR ITAR FTR OFAC FCPA CBP Regulations. · +Draft update import export anti corruption p ...

+ Safran USA Inc supports its internal US business entities with strategic trade regulation compliance training programs including + Export Administration Regulations EAR ITAR FTR OFAC FCPA Customs regulations + Assist research factfinding work interface with Compliance Teams oth ...

The Compliance Officer will serve as an integral member of client service teams, working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · A bachelor's degree is mandatory. Graduate level education is a plus. ...

The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · Responsibilities:Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct communications and trade surveillance reviews to ensure compliance ...

We are seeking a Compliance Officer to join our team and support our ongoing commitment to regulatory excellence. · You're a self-starter, but also a finisher. · You work well independently, and you proactively address problems before they arise. · ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

The position supports overall compliance through the execution of compliance control testing programs and other line of business monitoring designed to evaluate the effectiveness of line of business practices in meeting respective regulatory compliance.Maintains current knowledge ...

Do you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. · ...

We are seeking a motivated and detail-oriented Compliance Officer to join our Compliance team. · This role will focus on reviewing marketing materials, · compliance testing, · regulatory filings, · and other ad hoc compliance responsibilities..Serve as compliance reviewer for mar ...

We are seeking a motivated and detail-oriented Compliance Officer to join our Compliance team. This role will focus on reviewing marketing materials, · Serve as the compliance reviewer for marketing · Partner with investor relations to review presentations etc. · and other ad hoc ...

A multi-disciplinary architectural engineering and construction firm is seeking an Engineering and Safety Compliance Officer to help them ensure that their products processes and systems meet the highest technical regulatory and safety standards at their Dallas office. · ...

The Senior Compliance Officer will serve as a member of Standish Compliance senior management and will work strategically with leadership and firm-wide teams to build, grow, and maintain a best-in-class compliance service offering. · The role includes leading and managing a team ...

The Chief Compliance Officer directs all aspects of ETC Brokerage Services compliance affairs. · ...

Ayuda a desarrollar y mantener un programa de cumplimiento dentro de una empresa creciente en la gestión de inversiones. · ...

Job Summary: · This position reports into the Advisory, Risk and Controls pillar of the Global Financial Crimes Division (GFCD) HQS Technology team. · This position will support the Bank's GFCD compliance program · ...

We are committed to serving as Trusted Partners for our community banks and employees. We maintain excellence and personalized service internally and externally. A diverse work environment fosters inclusivity and growth. · 5+ years' prior bank compliance experience. · Expert know ...