Securities Business Analyst Primary Dealership - Andes, United States - Tech Aveev LLC

Description

If you are actively searching for new opportunities, I would like to make you aware of
Business Analyst. I will be happy to discuss what you may be looking for in your next role and what this position will offer your career.

• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and fronttoback stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our interaffiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors

• Delivery of large multifunctional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Fiveplus years of margin operations experience related to Regulation T, FINRA Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.

Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.

• People who have worked in the past for below companies
• Managing Government BONDS:
• ASL Capital Markets Inc.
• Bank of Montreal, Chicago Branch
• Bank of Nova Scotia, New York Agency
• BNP Paribas Securities Corp.
• Barclays Capital Inc.
• BofA Securities, Inc.
• Cantor Fitzgerald & Co.
• Citigroup Global Markets Inc.
• Daiwa Capital Markets America Inc.
• Deutsche Bank Securities Inc.
• Goldman Sachs & Co. LLC
• HSBC Securities (USA) Inc.
• Jefferies LLC
• J.P. Morgan Securities LLC
• Mizuho Securities USA LLC
• Morgan Stanley & Co. LLC
• NatWest Markets Securities Inc.
• Nomura Securities International, Inc.
• RBC Capital Markets, LLC
• Santander US Capital Markets LLC
• Societe Generale, New York Branch
• TD Securities (USA) LLC
• UBS Securities LLC.
• Wells Fargo Securities, LLC

• 8 hour shift

• FR2004 Reporting: 8 years (required)
• Securities: 8 years (required)

• Andes, NY 13731: Relocate before starting work (required)