- Conducting quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring and other financial crime investigations to mitigate risks associated with financial crimes.
- Performing quality assurance (QA) review of Analysts' work product in accordance with client QA expectations.
- Along with Team Leads, accurately and thoroughly assess Analysts' work product quality and leverage practices consistent with industry standards.
- Provide coaching and constructive feedback to Analysts to ensure quality decisions and reviews are being completed in line with client policies and procedures.
- Identify risk and recommend risk-based approaches for QA sampling.
- Apply analytic techniques to complex information sets to make logical and effectively supported recommendations regarding Analysts' work. Distinguish and categorize severity of findings.
- Analyze QA results on individual and team level to identify trending and patterns within QA results. Recommend remedial action to Team Leads and Managers where appropriate.
- Provide coaching and mentoring consistent with industry standards to ensure success in the following daily efforts of Analysts.
- Perform reviews and investigations of alerts/cases and/or files as business needs arise.
- When applicable, escalate and/or draft and file potentially suspicious activity reports in accordance with regulatory requirements and client SLAs.
- Follow all required processes in relation to reviews, investigations and escalations.
- Develop QA testing to ensure all client required processes are followed, guidance is followed, and end decisioning is sound and well-documented.
- Escalate proper feedback on Analysts work product to their performance manager to ensure accountability.
- Execute and deliver high quality engagement tasks both independently and in a collaborative setting with a focus on client satisfaction.
- Continue to expand your industry knowledge, contribute to the development of consulting capabilities, and effectively articulate our key business propositions to clients.
- Bachelor's degree from an accredited college/university plus 0-6 years of experience (level dependent) OR 4-8 years of professional experience in lieu of degree (level dependent)
- Experience reviewing and dispositioning manual and system generated alerts/cases/files to mitigate risk associated with financial crimes.
- Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance).
- Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
- Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
- Ability to detect and mitigate red flags for potential financial crimes activity.
- Strong analytical and research skills.
- The ability to excel within a team environment and independently.
- The ability to multi-task and effectively prioritize tasks.
- The ability to work in a production driven environment.
- Effective oral and written communication skills.
- Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
- Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
- A demonstrable willingness to work more than 40 hours when needed.
- CAMS certification.
- Experience with financial crimes risks associated with and investigations of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- Previous QA experience.
- Medical, Rx, Dental & Vision Insurance
- Personal and Family Sick Time & Company Paid Holidays
- Position may be eligible for a discretionary variable incentive bonus
- Parental Leave
- 401(k) Retirement Plan
- Basic Life & Supplemental Life
- Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
- Short-Term & Long-Term Disability
- Tuition Reimbursement, Personal Development & Learning Opportunities
- Skills Development & Certifications
- Employee Referral Program
- Corporate Sponsored Events & Community Outreach
- Emergency Back-Up Childcare Program
-
Investigative Analyst
1 week ago
Office of Inspector General San Antonio, United StatesSummary · This position is located in the Department of Defense Office of Inspector General (DoD OIG). The incumbent of this position will work within the Office of the Deputy Inspector General for Investigations (DIG INV), Defense Criminal Investigative Service (DCIS), Southwes ...
-
Guidehouse San Antonio, United StatesJob Family: · Investigator Travel Required: · Up to 10% Clearance Required: · None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control · What You Will Do: · Gui ...
-
Guidehouse San Antonio, TX, United StatesJob Family : · Investigator Travel Required : · Up to 10% Clearance Required : · None Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control · What You Will Do: ...
-
Guidehouse San Antonio, United StatesJob Family: · Investigator · Travel Required: · Up to 10% · Clearance Required: · None · Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control · What You Will Do ...
-
Compliance Analyst
4 weeks ago
Sevita San Antonio, United States Full timeThe MENTOR Network is now Sevita. We have a different name, but the same mission, and a renewed sense of purpose. At Sevita we provide home and community-based health care services and support for adults, children, and their families across the United States. Join us in work that ...
-
Compliance Analyst
5 days ago
The NRP Group San Antonio, United States Full timeCome join NRP's A+ team We've been recognized as a "Top Workplace" because we promote a culture where our team can build long-term careers and connections. As we grow as a company, our goal is that you will grow in your career. · NRP has been recognized with several industry awar ...
-
Compliance Analyst
5 days ago
Victory Capitel San Antonio, United StatesCompliance Analyst · Victory Capital | San Antonio, TX · About Victory Capital: · Victory Capital is a diversified global asset management firm. We operate a next-generation business model combining boutique investment qualities with the benefits of a fully integrated, central ...
-
Guidehouse San Antonio, TX, United StatesTravel Required: · Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control · In these full-time roles, we offer a comprehensive, total rewards package that includes compet ...
-
AML Compliance Analyst
3 weeks ago
Kforce San Antonio, United StatesResponsibilities · Kforce has a client that is seeking a AML Compliance Analyst in San Antonio, TX. Responsibilities: Interpretation of AML Risk standards, guidelines, policies, and procedures · Make risk-based determination through Quality Analysis whether alerts were properl ...
-
AML Compliance Analyst
1 week ago
Procom San Antonio, United StatesWe are actively seeking an AML Compliance Analyst who has proven the ability to excel within a team environment and independently. This role is 12 month contract and candidate must be US citizen or GC holder to apply. · The responsibilities of the Analyst will include, but are n ...
-
Compliance Senior Analyst
1 week ago
City Of San Antonio, TX San Antonio, United StatesJob Summary · Under direction, is responsible for performing moderately complex levelcompliance reviews, which include planning of projects/reviews,organizing, directing, investigating and assessing compliance. Leadscompliance team in performing project steps and procedures to es ...
-
AML Compliance Analyst
3 weeks ago
TEKsystems San Antonio, United StatesJob Description: · This team handles investigations for Wholesale Lending Services, Branch Referrals and Consumer. They're having a first hand impact on battling Money Laundering cases for Human Trafficking, Terrorists, Drug Cartels, Scams, Mafia and Gangs, etc. They get to work ...
-
Compliance Testing Analyst
2 weeks ago
Peyton Resource Group (PRG) San Antonio, United StatesJob Description · Job DescriptionCompliance Testers · Enterprise and Compliance Operations Testing · These resources will take a data set – pull samples, run compliance checks against those samples. Document results in a workbook and work with lead to finalize results. · Must hav ...
-
Financial Crimes Compliance Analyst
1 week ago
Guidehouse San Antonio, United StatesJob Family:InvestigatorTravel Required:Up to 10%Clearance Required:NoneFinancial Crimes Compliance AnalystOpportunities available for Analysts and Senior AnalystsWhat You Will Do: Guidehouse -is experiencing exponential growth, driven by an inclusive culture with a desire to see ...
-
IT Quality Assurance and Compliance Analyst
3 weeks ago
Endeavors San Antonio, United StatesJob Details · Job Location San Antonio, TX Position Type Full-Time Education Level Bachelors Degree Job Shift Days Description · JOB PURPOSE: The purpose of this role is to ensure that the IT Operations services provided to the Endeavors operations are completed, documented, an ...
-
Financial Aid Analyst
3 days ago
InsideHigherEd San Antonio, United States Administrative Jobs ,Job TitleFinancial Aid AnalystAgencyTexas A&M University - San AntonioDepartmentEnrollment ManagementProposed Minimum Salary$5,833.34 monthlyJob LocationSan Antonio, TexasJob TypeStaffJob DescriptionThe Enrollment and Financial Aid Analyst will be responsible for assisting with t ...
-
Business Analyst
4 days ago
Strategic Staffing Solutions San Antonio, United States ContractSTRATEGIC STAFFING SOLUTIONS HAS AN OPENING · Strategic Staffing Solutions is currently looking for a Business Analyst for a contract opening with one of our largest clients · This is a Contract Opportunity with our company that MUST be worked on a W2 ONLY, NO visa sponsorship or ...
-
Credit Risk Analyst
2 weeks ago
Insight Global San Antonio, United StatesInsight Global is seeking a skilled and detail-oriented Credit Risk Analyst to join our team. As a Credit Risk Analyst, you will play a critical role in assessing and managing credit risk for our organization. Your responsibilities will include analyzing financial data, evaluatin ...
-
Investigator VI
4 weeks ago
Texas Department of Aging & Disability Services San Antonio, United StatesJob Description: · Investigator VI · If you are looking for a place to work where you can establish a career that is filled with purpose, this is the job for you · Investigator VI (Long-term Care Regulation) · Investigator VI – Starting Market Rate Salary $72,.61 · As part of a ...
-
Manager, SIU
1 week ago
USAA San Antonio, TX, United StatesWhy USAA?Let's do something that really matters. · At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to giv ...
Financial Crimes AML Investigator/Compliance Analyst - San Francisco, United States - Guidehouse
![Guidehouse background](https://contents.bebee.com/companies/us/guidehouse/background-voCCx.png)
Description
Job Family:Investigator
Travel Required:
Up to 10%
Clearance Required:
None
Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control
What You Will Do:
Guidehouseis experiencing exponential growth, driven by an inclusive culture with a desire to see all succeed We'd like the opportunity to welcome you onboard as we expand into San Antonio, TX Guidehouse has consecutively received a Great Place to Work Certification since 2019, a Military Friendly Employer designation for 4 years running, and now a 16-time KLAS award winner
In these full-time roles, we offer a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Guidehouse is seeking experienced personnel to support oversight of the quality of service delivery for projects in which Guidehouse conducts financial crime and regulatory compliance related reviews and investigations on behalf of our clients.
The Financial Crimes AML Investigator/Compliance Analyst & AML Compliance Quality Assurance positions will assist with the design of quality assurance programs for client projects, execute quality assurance reviews, and track and report on results.
The responsibilities of the Financial Crimes AML Investigator/Compliance Analyst & Quality & AML Compliance Quality Assurance positions will include, but are not limited to:
Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Benefits include:
Guidehouse is an Equal Employment Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.
Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.
If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1- or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.
Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.