- Conducting quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Ongoing Monitoring and other financial crime investigations to mitigate risks associated with financial crimes.
- Performing quality assurance (QA) review of Analysts' work product in accordance with client QA expectations.
- Along with Team Leads, accurately and thoroughly assess Analysts' work product quality and leverage practices consistent with industry standards.
- Provide coaching and constructive feedback to Analysts to ensure quality decisions and reviews are being completed in line with client policies and procedures.
- Identify risk and recommend riskbased approaches for QA sampling.
- Perform reviews and investigations of alerts/cases and/or files as business needs arise.
- When applicable, escalate and/or draft and file potentially suspicious activity reports in accordance with regulatory requirements and client SLAs.
- Develop QA testing to ensure all client required processes are followed, guidance is followed, and end decisioning is sound and welldocumented.
- Escalate proper feedback on Analysts work product to their performance manager to ensure accountability.
- Execute and deliver high quality engagement tasks both independently and in a collaborative setting with a focus on client satisfaction.
- Continue to expand your industry knowledge, contribute to the development of consulting capabilities, and effectively articulate our key business propositions to clients.
- Experience reviewing and dispositioning manual and system generated alerts/cases/files to mitigate risk associated with financial crimes.
- Knowledge of applicable laws, regulations, and guidelines (e.g., Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
- Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act.
- Ability to detect and mitigate red flags for potential financial crimes activity.
- The ability to excel within a team environment and independently.
- Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
- Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
- Experience with financial crimes risks associated with and investigations of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
- Personal and Family Sick Time & Company Paid Holidays
- 401(k) Retirement Plan
- Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
- Short-Term & Long-Term Disability
- Tuition Reimbursement, Personal Development & Learning Opportunities
- Corporate Sponsored Events & Community Outreach
- All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.
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Financial Crimes AML Investigator/Compliance Analyst - San Antonio, TX, United States - Guidehouse
Description
Travel Required:
Multiple opportunities available for AML Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance/Control
In these full-time roles, we offer a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Guidehouse is seeking experienced personnel to support oversight of the quality of service delivery for projects in which Guidehouse conducts financial crime and regulatory compliance related reviews and investigations on behalf of our clients.
The Financial Crimes AML Investigator/Compliance Analyst & AML Compliance Quality Assurance positions will assist with the design of quality assurance programs for client projects, execute quality assurance reviews, and track and report on results.
Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.
If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at or via email at .All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.
