VP - BSA/AML Compliance Officer - Jersey City Blvd, Jersey City, NJ , USA

The Americas Compliance group is an independent governance function headed by the Chief Compliance Officer for the Americas based in New York. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program for the US. · ...

We are seeking a Compliance Officer to join our team. The role will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · ...

We are seeking a Compliance Officer to join our team in Jersey City, NJ. The successful candidate will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. They will monitor regulatory developments a ...

Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC , FINRA , NFA , MSRB , NYSE , CME etc.,) to determine applicability. ...

The Americas Compliance team is looking for a Compliance Officer to assist in regulatory identification and change management programs. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · Maintain the Compliance US m ...

A new contract opening for a Compliance Officer to join a financial services company in Jersey City. · ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

Our client seeks Compliance Officer for enterprise-wide compliance program focusing on review of U.S. · Serve as central reviewer of marketing materials: presentations, pitchbooks... · ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...

This is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  · For our teams, we create ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

We help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. · We are always looking for talented and motivated indivi ...

The Compliance Officer will work to conduct multi-faceted KYC AML reviews and investigations assigned from multiple sources and teams, client outreach applicable to AML Onboarding. · Perform Politically Exposed Person (PEP), Adverse Media, and Sanction List screening on Limited P ...

· We see the world differently at Capstone Investment Advisors. You will, too. · Capstone Investment Advisors, LLC ("Capstone") is a global asset manager, dedicated to exploring alpha opportunities in derivatives and complementary strategies that persist across market cycles. Wi ...

A global investment management firm seeks a Compliance Officer in New York. The role reports to senior compliance leadership and works closely with both Compliance and Legal. · Assist with electronic communications reviews to help identify potential policy concerns. · Review and ...

This role offers the opportunity to work at the forefront of compliance within a dynamic asset management environment, · advising on complex regulatory matters and supporting innovative investment strategies. · You'll gain exposure to a wide range of products and transactions, · ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...