Compliance Officer - Jersey City

We are seeking a Compliance Officer to join our team. The role will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · ...

The Americas Compliance group is an independent governance function headed by the Chief Compliance Officer for the Americas based in New York. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program for the US. · ...

The Americas Compliance team is looking for a Compliance Officer to assist in regulatory identification and change management programs. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · Maintain the Compliance US m ...

A new contract opening for a Compliance Officer to join a financial services company in Jersey City. · ...

We are seeking a Compliance Officer to join our team in Jersey City, NJ. The successful candidate will be responsible for assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. They will monitor regulatory developments a ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML policy implementation and compliance monitoring in a dynamic trading ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...

Compliance officer role at Initio Capital in New York. Full-time position with estimated total annual compensation $145, · 000 - $185,000. · ...

Virtu is seeking an experienced Compliance Officer to join their team.The role involves shaping Virtu's Compliance function through innovation, analytical thinking and improving existing processes. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · timely and accurate reporting and robust client asset protection.Provide compliance advice, oversight on ope ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

We are looking for a qualified and enthusiastic candidate to join the firm's global Legal and Compliance team in a Senior Compliance Officer role. This is a full-time position based out of Capstone's New York City headquarters. · Manage the trade compliance practice area; · Provi ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer. · ...

Our client seeks Compliance Officer for enterprise-wide compliance program focusing on review of U.S. · Serve as central reviewer of marketing materials: presentations, pitchbooks... · ...