Compliance Manager - Coral Gables

The Compliance Manager - HIL is a subject matter expert who ensures that home improvement loan application, · origination, funding, and servicing operations and processes comply with applicable federal and state laws · and regulations, ...

Overview: · The Compliance Manager – HIL is a subject matter expert who ensures that home improvement loan application, origination, funding, and servicing operations and processes comply with applicable federal and state laws and regulations, program guidelines, and internal pol ...

The Compliance Manager will assess design implement and evaluate compliance programs and initiatives in AYR Wellness facilities retail dispensaries and growing facilities. · Collaborates with the Compliance team to ensure compliance with all applicable state county and municipal ...

We are looking for a Compliance Manager to report to the Director of Compliance. This role will be responsible for developing and implementing compliance programs at our owned and affiliated physician practices. · ...

We're hiring a senior Compliance Manager to lead and evolve a sophisticated regulatory compliance program within a growing investment platform in Miami-Fort Lauderdale Area. · Bachelor's degree required; JD or advanced degree preferred5+ years of SEC/RIA compliance experience,Dee ...

We are seeking an experienced Compliance Manager to lead our compliance program and ensure full adherence to regulatory standards. · ...

+This position is responsible for ensuring compliance with regulatory requirements and internal policies. · +Prepare and submit regulatory filings— including SEC Forms 13F, 13H, Form PF, Form NPX and NFA reports—and applicable DOL reports. · ...

We help high- and ultra-high-net-worth individuals and families enjoy a full life while preserving their wealth for future generations. · Prepare regulatory filings including SEC Forms. · Create process standards for submitting filings. · ...

Join a team that values your ambition and empowers your growth · At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communiti ...

· Instasks App is a Professional Concierge Service. The app provides top-tiered professionals and clients with an online platform. Our unique approach to building an App is to give the client and the provider instant bookings and an easy process of all services: For example, cli ...

The Associate Compliance Change Manager plays a critical role in supporting and executing technical change management processes within a regulated IT environment. · ...

Vem ser Inter com a gente · Aqui no Inter, a gente acredita que o futuro começa todos os dias, na tecnologia que você cria, nas conexões que você desenvolve e nas ideias que você compartilha. Somos um Super App com soluções completas de banco digital, investimentos, crédito, seg ...

Benefits: · Bonus based on performance · Dental insurance · Health insurance · Profit sharing · WHO WE ARE: · Larch Capital Partners is a SEC-registered investment advisory firm focused on providing multi-family office services to ultra-high-net-worth individuals, primarily fro ...

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The Accounting Compliance Manager is critical to developing implementing and sustaining key processes and controls that mitigate compliance risks in our business. · ...

Benefits: · Bonus based on performance · Dental insurance · Health insurance · Profit sharing · WHO WE ARE: · Larch Capital Partners is a SEC-registered investment advisory firm focused on providing multi-family office services to ultra-high-net-worth individuals, primarily from ...

We are a Super App with across-the-board digital banking solutions, investments, credit, insurance, a marketplace and other day-to-day services. We believe that the future begins every day in the technology you create in the contacts you develop and in the ideas you share. · ...

· OIA Global provides customers with an unparalleled suite of scalable and flexible supply chain solutions. Supported by 1,300 forward-thinking employees, we specialize in 3PL, 4PL, sustainability, technology, contract logistics, packaging design and optimization, and raw materi ...

The Manager is responsible for overseeing the company's ethics and compliance programs for shipboard and shoreside. · ...

Benefits: · Bonus based on performance · Dental insurance · Health insurance · Profit sharing · WHO WE ARE: · Larch Capital Partners is a SEC-registered investment advisory firm focused on providing multi-family office services to ultra-high-net-worth individuals, primarily from ...