Analyst, Investment Compliance - Denver

Why work for us? · A career at Janus Henderson is more than a job, it's about investing in a brighter future together . · Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and ...

Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. Lensa partne ...

Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. Lensa partne ...

· Why work for us? · A career at Janus Henderson is more than a job, it's about investing in a brighter future together.  · Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, ...

Why work for us? · A career at Janus Henderson is more than a job, it's about investing in a brighter future together. · Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and ...

KSL Capital Partners is seeking a full-time Compliance Associate to join our Legal & Compliance Department. This individual will help maintain the firm's compliance program and drive adherence with applicable laws, regulations and best practices. · Testing and Audits – Coordinate ...

About Monticello · Monticello Associates, LLC is an investment consulting firm serving foundations, endowments, and family office clients in an investment advisory capacity. The firm is headquartered in Denver, Colorado, with additional offices in Cleveland, Ohio, Washington, D.C ...

This position is responsible for overseeing the organization's legal affairs and enterprise compliance functions, · ensuring the organization meets its fiduciary, regulatory, and operational obligations while proactively managing risk.Serve as the principal legal advisor to the C ...

This position is responsible for overseeing the organization's legal affairs and enterprise compliance functions, · ensuring the organization meets its fiduciary, regulatory, · and operational obligations while proactively managing risk. · ...

A growing firm in the investment/wealth management sector is seeking an experienced GC/CCO to lead all legal and compliance functions. · This executive will oversee enterprise‑wide legal strategy, regulatory compliance programs, · and serve as a key member of the leadership team ...

Transamerica Asset Management busca un Director Senior para liderar programas de cumplimiento. El candidato debe tener experiencia en gestión de riesgos y conocimientos regulatorios. · Dirigir programas de cumplimiento relacionados con las regulaciones del Investment Company Act ...

Ares is seeking a Vice President to play a key role in the Compliance regulatory marketing review process in support of our institutional and wealth businesses. · ...

The General Counsel & Chief Compliance Officer is responsible for overseeing the organization's legal affairs and enterprise compliance functions. They ensure the organization meets its fiduciary, regulatory, and operational obligations while proactively managing risk. · Serve as ...

Walton Enterprises is seeking a skilled Senior Tax Manager – Funds to lead tax compliance, reporting, and planning efforts for the family office investment portfolio. · ...

At Transamerica Asset Management high performance innovative thinking and personal accountability are qualities we honor and reward. · We understand the potential unleashed by leveraging the talents of a diverse workforce. · We embrace an environment where employees enjoy a balan ...

We are seeking a dedicated Financial Advisor to join our team.The ideal candidate will be committed to delivering exceptional financial planning and investment advisory services. · ...

The Controller is responsible for overseeing all accounting functions.This role ensures accuracy and integrity while supporting strategic decision-making in a fast-paced consulting environment. · ...

The Director of Compliance will oversee the Client's Compliance Department and manage the systems. · ResponsibilitiesProvide leadership by participating in leadership committees to help shape company strategy and policy. · Drive company goals by guiding the achievement of annual ...

Overview: · We are a dynamic and growing independent Registered Investment Advisor (RIA) firm seeking an experienced Compliance Analyst to join our thriving team. This individual will enhance key aspects of our compliance program. · This role is ideal for a compliance professiona ...

The Fund Accounting Manager is responsible for overseeing the preparation, review, and delivery of accurate financial reporting for registered investment companies. This role requires deep technical accounting expertise, strong industry knowledge, and the ability to manage multip ...