Senior Director, Compliance – Transamerica AM - Denver

Transamerica Asset Management busca un Director Senior para liderar programas de cumplimiento. El candidato debe tener experiencia en gestión de riesgos y conocimientos regulatorios. · Dirigir programas de cumplimiento relacionados con las regulaciones del Investment Company Act ...

We are seeking an experienced Compliance Director to join our team at Transamerica Asset Management. As a key member of our compliance department, you will provide strategic direction and oversight to risk manager relating to operational liquidity derivatives compliance risk prog ...

At Transamerica Asset Management high performance innovative thinking and personal accountability are qualities we honor and reward We understand the potential unleashed by leveraging talents diverse workforce We embrace environment where employees enjoy balance between their car ...

We believe everyone deserves to live their best life. · Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan clients. · ...

Direct the day-to-day operations of the Compliance Department Analyze and resolve problems regarding state insurance department complaints changes in laws and regulations investigations or filings/correspondence with state insurance departments Develop analytical abilities of tec ...

Transamerica Asset Management is looking for a Senior Director to provide strategic direction and oversight to risk manager relating to the operational, liquidity, and derivatives compliance risk programs. The ideal candidate will have extensive knowledge of Investment Company an ...

Provide operational and analytical support to the Compliance department across processes, technology, and business activities. · ...

Responsible for overseeing daily security valuation processes across multiple fund structures, ensuring accurate pricing, compliance with policies, and collaboration with internal and external stakeholders to maintain valuation integrity and transparency. · ...

The Lead Security Valuation Analyst is responsible for overseeing daily security valuation processes across multiple fund structures. · Lead daily security valuation processes for mutual funds, exchange-traded funds (ETFs), and other investment vehicles. · ...

At Transamerica Asset Management high performance innovative thinking and personal accountability are qualities we honor and reward. We understand the potential unleashed by leveraging the talents of a diverse workforce. · Ultimately we appreciate the uniqueness of a company wher ...

The Senior Quality Assurance Consultant will lead the development and execution of complex quality assurance programs that support operational performance and risk mitigation. Collaborate with business leaders to implement innovative solutions, monitor contractual agreements, · G ...

Ensure compliance with statutory and regulatory guidelines for ERISA, · Internal Revenue Code and other guidance requirements for qualified plans, · Section 403(b) plans... · ...

Provide quantitative and qualitative analysis to support investment managers overseen by Transamerica Asset Management (TAM). · Provide quantitative and qualitative analytical support for manager oversight. · Assist with new manager searches and screening. · Monitor existing mana ...

We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. · ...

This role supervises a team of employees engaged in the administration and payment of producer compensation. · Provide direction and support in all phases of the commission processes and customer service. · ...

This develops and implements strategies to assist in recovering outstanding debts improve collection rates and minimize financial risk across World Financial Group's active and terminated agent force. · Competitive Pay Bonus for Eligible Employees Pension Plan 401k Match Employee ...

+Job summary · Provide general legal services as directed related to artificial intelligence AI privacy and cybersecurity. · +Responsibilities: · Work on issues where analysis of legal business matters requires an evaluation of various factors and exercise judgment commensurate w ...

The lead security valuation analyst oversees daily security valuation processes across multiple fund structures ensuring accurate pricing compliance with policies and collaboration with internal and external stakeholders to maintain valuation integrity transparency. · ...

This role supervises a team of employees engaged in the administration and payment of producer compensation.This position generally ranges between $86,000 - $110,000 annually. · Provide direction and support in all phases of the commission processes and customer service. · ...

We are seeking an Operations Relationship Specialist to strengthen the service experience for mutual fund customers, · financial advisors,and institutional trading partners.In this role,you will partner with service providers and cross-functionally within the Operations Departmen ...