Compliance Analyst - Beachwood, OH

Only for registered members Beachwood, OH , United States

2 weeks ago

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Job summary

WearehiringforourComplianceteamatStratosWealthPartnerswhere weprovideaplatfromofBroker-DealerandRIAservicesforourregisteredreps/advisors.

EssentialDutiesandResponsibilities:

  • Provideleading supports totheComplianceBranchExamProgram
  • WorkwiththedirectoroverseeingtheBranchExamProgramtorecommendenhancementstotheBranchExamProgram.

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