Compliance Analyst - Beachwood, OH
2 weeks ago

Job summary
WearehiringforourComplianceteamatStratosWealthPartnerswhere weprovideaplatfromofBroker-DealerandRIAservicesforourregisteredreps/advisors.EssentialDutiesandResponsibilities:
- Provideleading supports totheComplianceBranchExamProgram
- WorkwiththedirectoroverseeingtheBranchExamProgramtorecommendenhancementstotheBranchExamProgram.
Job description
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