Regional Compliance Analyst - Brooklyn

+We are seeking an entry-level Compliance Support professional to assist in supervising agent activities. · +This position offers an excellent opportunity to gain hands-on experience in insurance and securities compliance within a dynamic, collaborative environment. · +Assist in ...

We are partnering with a leading global hedge fund to recruit a Compliance Analyst to join its US compliance team. · This role offers genuine visibility into compliance decision-making at a global investment firm.Key Responsibilities · Assist with trade surveillance, market abuse ...

The Compliance Analyst will support the compliance team by conducting transaction monitoring, KYB reviews, and responding to regulatory and banking queries. · This role is vital to ensure day-to-day compliance coverage. It offers the opportunity to gain broad experience in a scal ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

We are seeking a Compliance Analyst to join our team in Midtown Manhattan. This role follows a hybrid schedule with four days in the office. · Support coordination and preparation of materials for advisory and registration initiatives involving DCMs and DCOs. · Assist with projec ...

+Weareseekingacollaborativeanddetail‐orientedComplianceAnalyst · (preferably with experience at an investment bank or other regulated financial services or asset · management firm) to support our compliance program. · +Bachelor's degree 2‐4 years of experience in compliance, ris ...

++Five Rings is a proprietary trading firm founded with a vision of combining strategy innovation and technology to succeed in today s global markets. · + · <br`,`+ ...

The FIU Analyst may also be a subject matter expert in nuanced areas of TM and responsible for training newer hires.The FIU Analyst may be tasked with the supervision and quality control of the staff's completion of alert reviews and SAR filings on a temporary basis. · ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...

Our client, a leading financial services organization, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the Employee Compliance Department supporting the Registrations program. The ideal candidate will demonstrate attention to detai ...

We are seeking a Compliance Analyst to join Greystone. The role will assist the Chief Compliance Officer in creating and executing a compliance monitoring and testing program. · The Compliance Analyst will also partner with business leaders to provide consultation regarding key c ...

Our client is a specialized investment firm. They seek a Compliance Analyst to join their Manhattan office. · ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

A Top-Tier Investment Management Firm in NYC is seeking a Compliance Analyst for a full-time position. · ...

We are seeking a Compliance Analyst to be based in New York. This is a unique opportunity to join a 'best-in-class' compliance and work closely with the Credit Compliance team to provide oversight and monitoring to the Firm's trading platform and activities. · ...

This is a hands-on compliance role working closely with trading, operations and technology teams. The environment is fast-moving highly analytical and built for people who want real responsibility and long-term growth in compliance. · ...

A leading consulting firm is seeking a Compliance Analyst to join their team. · ...

The Compliance Analyst will be responsible for monitoring and oversight of the Compliance framework for the Division.Ensure processes are in place for appropriate oversight tracking and reporting of compliance program risks that includes internal control structure new products tr ...