Compliance & Registrations Specialist - New York

Talento has partnered with a privately held, employee-owned asset management firm in search of a Registration Specialist to join our Legal and Compliance team. · Review and complete pre-hire Workday requests for potential new hires · Manage new hire onboarding processes for new e ...

Please find below the job description and share your latest resume if you are interested? · FINRA registrations experience a must. Doesn't need to be super experienced here, but needs some relevant exp in this area. · ...

FINRA registrations experience is required. The job involves working with FINRA registrations (Series licenses, broker/dealer registrations, U4/U5 forms, CRD system) and has preferred qualifications including background in financial services operations or regulatory support. · ...

Dexian is a leading provider of staffing, IT and workforce solutions with over 12 thousand employees and seventy locations worldwide. · ...

We are seeking an experienced FINRA Registration Specialist to lead the end-to-end FINRA registration process for 40 full-time associates. · Lead the end-to-end FINRA registration process for 40 full-time associates. · Maintain up-to-date knowledge of FINRA rules, SRO requirement ...

· About Us · HIGHLIGHTS · JOB TYPE: PRN Nights (7pm-7am) · FACILITY TYPE: 20 bed Small-Format Hospital (10 ER, 10 Inpatient) · PERKS: Flexible Schedule, 401K match (fully vested day 1), paid referrals · We are Emerus, the leader in small-format hospitals. We partner with respect ...

We are seeking an experienced Broker-Dealer Registration Specialist with deep expertise in FINRA registration processes and exceptional project management skills. · ...

We are hiring a Title and Registration Specialist to coordinate vehicle purchases across all business channels. The ideal candidate will be detail-oriented and passionate about providing excellent customer service. · ...

The Title and Registration (T&R) Specialist I is responsible for coordinating customer vehicle purchases ensuring all purchase and DMV paperwork is accurate and processed timely. · Print, review, and analyze inbound purchase of a vehicle's consumer title and registration document ...

The Title and Registration Specialist I coordinates customer vehicle purchases for any LAD business channel ensuring all purchase and DMV paperwork is accurate. · Print, review, and analyze inbound purchase of a vehicle's consumer title and registration documents. · Research and ...

We are building a candidate talent pool for future Title and Registration Specialist openings. · Review and analyze inbound and outbound vehicle title and registration documents for accuracy. · Research and resolve vehicle title issues for purchased or sold vehicles that have age ...

Review and analyze inbound and outbound vehicle title and registration documents for accuracy. · Research and resolve vehicle title issues for purchased vehicles that have aged beyond 15 days. · ...

Review and analyze inbound and outbound vehicle title documents for accuracy. · Research and resolve title issues. · Communicate directly with customers via chat. · ...

Job Description: · Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializin ...

Wealth management specialist provides comprehensive wealth management and investment products and services for individuals, companies, and institutions. · Develops and services client segments to deepen relationships by partnering with all Merrill partners to deliver full breadth ...

The Regulatory Affairs Specialist will play a crucial role in supporting the Regulatory Department by managing the product registration process across global markets. · ...

This job is responsible for supporting the Merrill Financial Advisor (FA) team to further develop and enhance existing client relationships.Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, com ...

We empower you to bring your whole self to work. We value diversity in our thoughts, business and within our employees and clients. Our Wealth Management team represents an array of different backgrounds and bring their unique perspectives, · ideas and experiences. · ...

This prestigious investment management firm is seeking a Registration Specialist to join their Legal and Compliance team. In this role the specialist will focus on day-to-day processing of registration information ensuring full compliance with U.S. regulatory requirements. · The ...

The Lease Renewal Specialist is responsible for overseeing lease renewal and rent registration services within the Compliance Department. This role manages high-volume workflows across multiple clients and affordable-housing tenants, ensuring full compliance with New York City re ...