FINRA Registration Specialist - Florham Park

Only for registered members Florham Park, United States

3 weeks ago

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Job summary

We are seeking an experienced FINRA Registration Specialist to lead the end-to-end FINRA registration process for 40 full-time associates.

Responsibilities

  • Lead the end-to-end FINRA registration process for 40 full-time associates.
  • Maintain up-to-date knowledge of FINRA rules, SRO requirements, and state securities regulations.

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