FINRA Registration Specialist - Florham Park
3 weeks ago

Job summary
We are seeking an experienced FINRA Registration Specialist to lead the end-to-end FINRA registration process for 40 full-time associates.
Responsibilities
- Lead the end-to-end FINRA registration process for 40 full-time associates.
- Maintain up-to-date knowledge of FINRA rules, SRO requirements, and state securities regulations.
Job description
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