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    Junior Financial Broker - Los Angeles, United States - Jobot

    Jobot
    Jobot Los Angeles, United States

    6 days ago

    Jobot background
    Description

    Advance your career in the financial services industry

    This Jobot Job is hosted by: Jennifer Whitworth
    Are you a fit? Easy Apply now by clicking the "Apply Now" button

    and sending us your resume.
    Salary: $60,000 - $75,000 per year

    A bit about us:

    An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.

    Job Title: Junior Financial Broker
    Compensation: $60k-$75k/year and potential bonuses
    Location: Encino, CA

    Why join us?

    • Competitive pay
    • Bonuses
    • Career development
    Job Details

    We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients financial goals, providing top-notch service, and contributing to the growth and success of our organization.

    Responsibilities:
    • Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance.
    • Provide personalized financial guidance and investment recommendations to help clients achieve their goals.
    • Execute securities transactions in alignment with regulatory guidelines and company policies.
    • Offer advisory services, ensuring compliance with industry standards.
    • Utilize technological tools to streamline processes and enhance client interactions.
    • Collaborate with clients to develop and implement financial plans tailored to their unique needs.
    • Stay updated on market trends, investment opportunities, and regulatory changes.
    Qualifications:
    • Active 7-series license, 66, or 65.
    • Previous experience in a similar role within the financial services industry.
    • Familiarity with Schwab or Pershing Platform is highly desired.
    • Strong interpersonal and communication skills.
    • Detail-oriented with a commitment to compliance and ethical conduct.
    • Proactive attitude, self-motivated, and a team player.
    If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply

    Interested in hearing more? Easy Apply now by clicking the "Apply Now" button.
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