Compliance Officer - Fort Worth, TX

We are seeking a motivated and detail-oriented Compliance Officer to join our Compliance team. This role will focus on reviewing marketing materials, · Serve as the compliance reviewer for marketing · Partner with investor relations to review presentations etc. · and other ad hoc ...

Job summary · A Code Compliance Officer position is available with the City of Fort Worth Code Compliance Department - Neighborhood Investigations Division. The Code Compliance Department maintains Fort Worth's status as a clean, livable city by ensuring properties comply with or ...

A Code Compliance Officer position is available with the City of Fort Worth Code Compliance Department - Neighborhood Investigations Division.The Code Compliance Department maintains Fort Worth's status as a clean, livable city by ensuring properties comply with ordinances set by ...

A Sr. Code Compliance Officer job is available with the City of Fort Worth Code Compliance Department.This position will lead, assign, review, and participate in the more complex field staff assignments within the Code Compliance Department. · ...

The Executive Assistant provides comprehensive administrative support of a complex, confidential nature to the CCO including schedule/meeting coordination... · ...

The Compliance Officer will serve as an integral member of client service teams, working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · A bachelor's degree is mandatory. Graduate level education is a plus. ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

We are seeking a Compliance Officer to join our team and support our ongoing commitment to regulatory excellence. · You're a self-starter, but also a finisher. · You work well independently, and you proactively address problems before they arise. · ...

The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · Responsibilities:Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct communications and trade surveillance reviews to ensure compliance ...

This is an entry-level position that administers and enforces various zoning and city ordinances, minimum housing and public health regulations, certificates of occupancy, building codes, and performs code inspections in an effort to provide a safe environment for citizens. · ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

Job summaryThe City of Fort Worth is one of the fastest growing large cities in the U.S. Our employees serve the needs of over 1,000,000 residents, promoting our values of exceptional customer experience, mutual respect, embracing our diversity, continuous improvement, ethical be ...

This role exists to enable responsible, defensible growth across multiple entities. The Compliance Officer is responsible for owning and operationalizing compliance, privacy, and regulatory governance across CallonDoc and its affiliated subsidiaries. · ...

The Compliance Officer is responsible for overseeing an organization's compliance with government laws and regulations. · Develop internal company policies and see that they are respected. · Make sure the organization has a clearly defined program for complying with CMS and Insur ...

The Town of Los Gatos has an immediate vacancy for a highly-motivated Associate Planner to join an outstanding team of professionals and premier community. · The successful individual will be a highly competent and experienced planner who is comfortable in a fast-paced and public ...

The Senior Compliance Officer will serve as a member of Standish Compliance senior management and will work strategically with leadership and firm-wide teams to build, grow, and maintain a best-in-class compliance service offering. · The role includes leading and managing a team ...

Opportunity to join an established and rapidly growing investment management business with a national footprint. · Assist the Head of RIA Compliance in the development, implementation, and maintenance of the asset management and securities compliance programs. · Develop current c ...

The Chief Compliance Officer directs all aspects of ETC Brokerage Services compliance affairs. · This is a senior level role with direct access to the ETCB CEO and President. · ...

The Risk and Compliance Officer supports execution of the Bank's Integrated Risk Management framework. · Supports the development implementation and maintenance of risk frameworks policies and procedures. · Participates in risk governance committees and prepare documentation as n ...

Ayuda a desarrollar y mantener un programa de cumplimiento dentro de una empresa creciente en la gestión de inversiones. · ...