Accounts Payable Specialist- Broker-Dealer - New York

A finance professional is sought to support financial reporting, controls and operational oversight within a U.S. broker-dealer. · ...

Top-Tier Financial Services Firm in New York City is seeking a FINOP to support their Broker-Dealer Clients. · Bachelor's degree in accounting or finance. · FINRA Series 27 License · CPA License ,Knowledge of SEC rules and regulations, · ,primarily SEA Rule 15c3-1andSEA Rule ...

We are seeking a FINOP to support our Broker-Dealer Clients. The role involves supporting monthly, quarterly and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.Ba ...

+Top-Tier Financial Services Firm in New York City is seeking a FINOP to support their Broker-Dealer Clients. · +Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other ...

We are seeking a highly motivated and detail oriented individual to work at our growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain. · Assist with day to day accounting responsibilities pursuant to NFA/CME registered Futures Commission Me ...

The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, · strong judgment and decision-making skills with integrity and ownership. · ...

+ The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with integrity and ownership. · +High School Diploma, GED or equi ...

Our client, a leading global investment bank, is looking to add an experienced Compliance professional with at least 5 years of broker-dealer experience. · ...

A Broker-Dealer Surveillance Analyst is sought after by a U.S. Based Financial Services Company to join their growing team in New York. · ...

Gemini es una plataforma global cripto y Web3 fundada por Cameron y Tyler Winklevoss en 2014 que ofrece productos e servicios cripto seguros para individuos e instituciones. · We envision a world where crypto reshapes the global financial system, · internet and money to create gr ...

JonesTrading Institutional Services LLC is seeking a Compliance Specialist to support broad-based compliance coverage for its institutional trading and sales divisions. · ...

JonesTrading Institutional Services LLC, an institutional broker-dealer, seeks a Compliance Specialist responsible for broad-based compliance coverage supporting nearly all aspects of the firm's businesses. · ...

Our client, a leading global investment bank,is looking to add an experienced Compliance professional with at least 5 years of broker-dealer experience. · ...

Seeking experienced compliance professionals to oversee regulatory governance and drive exam readiness for Broker Dealer firm. Two open positions available: Compliance Analyst (Governance / Compliance Ops) and Senior BD Coverage. · Owning trackers, governance cadence, metrics/rep ...

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools, · data,and education. · 10+ years in Broker-Dealer operations or operations control ...

A well-established broker dealer and investment bank is seeking to add a Series 27 Licensed accounting professional to join its high performing Regulatory Reporting team. · Experience with broker dealer regulatory reporting with a strong knowledge of SEC 15c3-1 and SEC rule 15c3- ...

Gemini is seeking a dynamic self-starter to lead our broker-dealer compliance program. · ...

The Director of Broker-Dealer Operations will lead the team and oversee all financial and operational aspects of our broker dealer business.As Director of Broker-Dealer Operations you will lead the team and oversee all financial and operational aspects of our broker dealer busine ...

A large financial institution is seeking a compliance professional to join a senior advisory function. · ...

+Job summary · A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools data and education.Seeking an experienced Operations Director to lead and scale critical Broker-Dealer operations. · ResponsibilitiesLead daily Broker-Deale ...