Broker Dealer Regulatory Reporting - New York

Join one of the world's most renowned global banks and trusted brand with over 200 years of continuously evolving financial services worldwide. · ...

FalconX is a pioneering team of operators, investors and builders committed to revolutionizing institutional access to the crypto markets. · Own the preparation and submission of daily weekly monthly regulatory filings CFTC NFA and regulatory capital reports for FalconX Bravo. · ...

The Corporate Sector Planning & Analysis (P&A) team supports and partners with Corporate Sector CFOs and their F&BM teams on financial forecasting, budgeting, · ...

The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · This opportunity is with a large organization within the financial services industry. The company is committed to delivering high-quality financial solution ...

Insight Global is seeking a Regulatory Reporting Analyst to join a financial services client in NYC. · ...

++The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · + · +Prepare and review regulatory reports to ensure compliance with financial regulations. · Collaborate with internal teams to gather and analyze financ ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven process ...

The primary responsibility of the position is to prepare assigned regulatory reports in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities. Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, bu ...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as the Vice President of Regulatory Reporting. · ...

Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation. · ...

This role supports Circle's regulatory reporting program across key supervisory bodies. · Run the day-to-day reporting processes. · Maintain strong documentation and controls. · Coordinate cross-functional inputs for recurring reports. · ...

The Regulatory Reporting Manager will drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. This role will lead engagements with stakeholders to gather and analyze requirements for regulatory obligations. The manager wi ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting including SEC Rule 15c3-1. · Prepare weekly and monthly customer reserve formula computations. · Calculate net capital calcul ...

We are seeking a highly skilled Regulatory Reporting Manager to join our Data Governance and Regulatory Reporting team in North America and APAC. · ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · ...

This role offers a unique opportunity to develop your skills in regulatory analysis, reporting compliance and team supervision within a supportive and collaborative environment. · ...

The Regulatory Reporting Analyst supports the accuracy, · completeness, and timeliness of regulatory submissions, · with a primary focus on FR Y-14M and FR Y-14Q reporting, · and familiarity with FR 2052a (Complex Institution Liquidity Monitoring Report). ...

+Job summary · The Regulatory Reporting Analyst supports the accuracy, completeness, and timeliness of regulatory submissions, · +Bachelor's degree in Finance, Accounting, Economics, Business, Data Analytics or a related field. · Hands-on experience with FR Y-14M and/or FR Y-14Q ...

This role is essential in ensuring accurate compliant reporting to federal regulators and supporting ongoing remediation efforts following recent regulatory findings. · ...

+Supporting reporting remediation and control activities across key regulatory reporting areas. · ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...