Broker Dealer Regulatory Reporting - New York

FalconX is a pioneering team of operators, investors and builders committed to revolutionizing institutional access to the crypto markets. · Own the preparation and submission of daily weekly monthly regulatory filings CFTC NFA and regulatory capital reports for FalconX Bravo. · ...

Description · The Corporate Sector Planning & Analysis (P&A) team supports and partners with Corporate Sector CFOs and their F&BM teams on financial forecasting, budgeting, reporting and other ad-hoc analysis and strategic priorities. The team also provides support for Firmwide P ...

A diversified financial services firm is seeking an experienced professional to join its Regulatory Reporting function within Finance. This role is responsible for ensuring compliance with U.S. broker-dealer financial responsibility rules and regulatory filing requirements. · ...

Our client is a specialized investment firm seeking a regulatory reporting specialist to join their Manhattan office. · ...

The Regulatory Reporting Manager will drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. This role will lead engagements with stakeholders to gather and analyze requirements for regulatory obligations. The manager wi ...

A Financial Services Firm in New York City seeks an experienced professional as Assistant Vice President of Regulatory Reporting. · ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven process ...

Our client is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas. · ...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as the Vice President of Regulatory Reporting. · ...

We are seeking a highly skilled Regulatory Reporting Manager to join our Data Governance and Regulatory Reporting team in North America and APAC. · ...

The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · This opportunity is with a large organization within the financial services industry. The company is committed to delivering high-quality financial solution ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting. · Prepare and review weekly and monthly customer and PAB reserve formula computations. · Calculate net capital calculations ...

Overview · A leading global investment firm is seeking a Regulatory Reporting Specialist to join its Legal & Compliance team in New York. · This is a senior-level role focused on U.S. beneficial ownership reporting and disclosure obligations. The position requires strong interpre ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · ...

This role is essential in ensuring accurate compliant reporting to federal regulators and supporting ongoing remediation efforts following recent regulatory findings. · ...

A Regulatory Reporting Manager will drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. The successful candidate will have proficiency in both data and financial analysis and strong communication skills t ...

The Regulatory Reporting Analyst supports the accuracy, · completeness, and timeliness of regulatory submissions, · with a primary focus on FR Y-14M and FR Y-14Q reporting, · and familiarity with FR 2052a (Complex Institution Liquidity Monitoring Report). ...

The primary responsibility of the position is to prepare assigned regulatory reports in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities. Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, bu ...

We are seeking a Regulatory Reporting Specialist to oversee the review and timely submission of critical regulatory reports to key agencies. · Review and analyze regulatory reporting updates. · Ensure compliance with standards set by the FED, NYS Banking Departments, and the Depa ...

Overview: · We are looking for a regulatory reporting professional for our multinational banking client located in Downtown NYC, on a contract basis. This role will support U.S. regulatory reporting requirements for a foreign banking organization, including Federal Reserve filing ...