VP – Regulatory Reporting - New York

FalconX is a pioneering team of operators, investors and builders committed to revolutionizing institutional access to the crypto markets. · Own the preparation and submission of daily weekly monthly regulatory filings CFTC NFA and regulatory capital reports for FalconX Bravo. · ...

Description · The Corporate Sector Planning & Analysis (P&A) team supports and partners with Corporate Sector CFOs and their F&BM teams on financial forecasting, budgeting, reporting and other ad-hoc analysis and strategic priorities. The team also provides support for Firmwide P ...

A diversified financial services firm is seeking an experienced professional to join its Regulatory Reporting function within Finance. This role is responsible for ensuring compliance with U.S. broker-dealer financial responsibility rules and regulatory filing requirements. · ...

The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · This opportunity is with a large organization within the financial services industry. The company is committed to delivering high-quality financial solution ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting including SEC Rule 15c3-1. · Prepare weekly and monthly customer reserve formula computations. · Calculate net capital calcul ...

Description · Company Description · Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...

A Financial Services Firm in New York City seeks an experienced professional as Assistant Vice President of Regulatory Reporting. · ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. The successful candidate will have proficiency in both data and financial analysis and strong communication skills t ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven process ...

Our client is a specialized investment firm seeking a regulatory reporting specialist to join their Manhattan office. · ...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as the Vice President of Regulatory Reporting. · ...

We are seeking a highly skilled Regulatory Reporting Manager to join our Data Governance and Regulatory Reporting team in North America and APAC. · ...

Our client is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas. · ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting. · Prepare and review weekly and monthly customer and PAB reserve formula computations. · Calculate net capital calculations ...

The primary responsibility of the position is to prepare assigned regulatory reports in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities. Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, bu ...

· Our client, a top-tier Management Consulting firm, is seeking a highly skilled Regulatory Reporting Consultant responsible for supporting reporting remediation and control activities across key regulatory reporting areas, including LOPR, EBS, Rule 606, and CAT. This role will ...

The Regulatory Reporting Analyst supports the accuracy, · completeness, and timeliness of regulatory submissions, · with a primary focus on FR Y-14M and FR Y-14Q reporting, · and familiarity with FR 2052a (Complex Institution Liquidity Monitoring Report). ...

+At-a-Glance: · Are you ready to build your career by joining a global financial institution? · +Job Summary:Join our team as Regulatory Reporting Analyst and gain experience in trading processing, clearing operations and risk management. · ...

We are seeking a Regulatory Reporting Specialist to oversee the review and timely submission of critical regulatory reports to key agencies. · Review and analyze regulatory reporting updates. · Ensure compliance with standards set by the FED, NYS Banking Departments, and the Depa ...

Dice is the leading career destination for tech experts at every stage of their careers. Our client, Netsynk, is seeking the following. Apply via Dice today · Regulatory Reporting Developer / Techno-Functional Lead (Oracle PL/SQL) · Location: NYC - New York · Employment Type: [Co ...