Business Line Compliance Officer

Persona responsable de garantizar que la organización cumpla con todas las normativas, requisitos contractuales, políticas internas y leyes aplicables relacionadas con las subvenciones y fondos recibidos. · Supervisión del Cumplimiento · Velar por el uso correcto de los fondos ot ...

+Job summary · Step into a pivotal role with our client as a Compliance Officer in New York.In this hybrid position, you will oversee the firm's compliance program, · ensuring adherence to regulatory standards. · Manage key projects, · filings, · and training initiatives. · +$130 ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

This is a full-time hybrid role for a Compliance Officer at University Hospitals located in Shaker Heights OH with the flexibility of partial remote work. · Proficient in Compliance Management and Regulatory Compliance to ensure adherence to legal and organizational policies. · S ...

The Compliance Officer oversees Langley's Compliance Management Program within the broader Compliance Management System ensuring adherence to applicable consumer protection laws and regulatory requirements. · Essential Functions Duties And Responsibilities · Compliance Oversight ...

Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency.Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. · ...

Virtu is seeking an experienced Compliance Officer to join their team.The role involves shaping Virtu's Compliance function through innovation, analytical thinking and improving existing processes. · ...

San Francisco based venture capital firm is looking to add a mid/senior level compliance officer to their growing team. · Enhance and review the firm's existing compliance program. · Promote and maintain a strong culture of compliance. · Assist in the preparation of required regu ...

We are looking for a detail-oriented Compliance Officer to join our team in South Pasadena. · This role requires a proactive individual who can independently evaluate and address compliance matters while advising management on emerging regulatory issues. · ...

G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer. · ...

The City of Chicopee's City Clerk is looking to hire a Compliance Officer to respond to all complaints regarding unlicensed dogs that are received by the City Clerk's Office. · High School Diploma or general education degree (GED) · 3-6 months related experience and/or training. ...

We help you be your best through professional development opportunities, · interesting work, · and supportive leaders.We foster a vibrant and inclusive culture · ...

We are seeking a motivated and detail-oriented Compliance Officer to join our Compliance team. This role will focus on reviewing marketing materials, · Serve as the compliance reviewer for marketing · Partner with investor relations to review presentations etc. · and other ad hoc ...

Rutherford is partnered with a technology-driven trading and investment firm operating across multiple asset classes on leading exchanges worldwide. · Proven experience in a compliance/surveillance within a trading, brokerage or exchange environment. · A strong grasp of US exchan ...

Citizens National Bank is seeking a Compliance Officer to help uphold regulatory excellence while supporting its mission of adhering to ethical behavior. · Maintain an effective compliance program appropriate for the bank's size and complexity of business practices. · Prepare ann ...

This role is well suited for someone who wants broad regulatory exposure, · hands-on responsibility, and the opportunity to grow alongside a scaling platform.Broad exposure to both compliance and legal-adjacent work · Lean team environment offering a wide range of responsibilitie ...

The Compliance Officer is responsible for managing the Bank's compliance program to ensure adherence with state and federal banking laws and regulations. · Supports the Chief Compliance Officer and the Bank in evolving and strengthening the compliance program in all areas of the ...

The Compliance Officer oversees administrative and compliance tasks for several programs including The Sanctuary RHY Shelter. · ...

Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. · ...

Responsible for establishing and maintaining a compliance program. · Develops and maintains an effective compliance program. · Maintains updates on proposed regulatory rulemaking. · ...

The Compliance Officer will support a regulatory division by reviewing and analyzing complaints filed by constituents, · interpreting Florida statutes, · and providing guidance to complainants regarding jurisdictional matters.Contact constituents and complainants to discuss detai ...