Compliance Officer - Chicago

The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense oversight to various lines of business. · ...

+Lensa promotes this job on behalf of Byline Bank. Byline Bank helps job seekers find great jobs in the US. · +The Compliance Officer will review compliance issues/concerns within Byline Bank. · +Provide compliance guidance to business units. · Assist in implementing new laws and ...

We are looking for a qualified Compliance Oversight Officer to join our fast-paced compliance team. · ...

We re partnered exclusively with a fast-growing Wealth and Investment Management firm in Chicago who are looking for a Compliance Officer to join their team. · Bachelor s degree in Finance Business Legal Studies or related field. · 3 +years of experience in compliance for an Inve ...

The Compliance Officer is responsible for managing Topstep's core compliance program. · ...

We're looking for a Compliance Officer to join our team at a fast-growing Wealth and Investment Management firm in Chicago. · Regulatory & SEC Compliance Support · Assist with maintaining the firm's compliance program in accordance with SEC Rule , including support for annual com ...

The Compliance Officer helps oversee the Compliance Management System of Byline Bank.The position ensures the Board of Directors, management and employees compliant with federal, state, and local laws and regulations. · ...

The Compliance Officer helps oversee the Compliance Management System of Byline Bank.The position ensures the Board of Directors, management and employees compliant with federal, state, and local laws and regulations. · ...

This role has a hybrid mandate: 3-4x /week in office. This position is responsible for identifying and monitoring regulatory changes applicable to BMO. Monitor, analyze and communicate regulatory developments promulgated by US and Canadian financial regulators. Communicate applic ...

We are looking for a Compliance Oversight Officer with experience in performing compliance oversight procedures in the payments and/or finance industry. · We create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are e ...

This Compliance Regulatory Change position is responsible for partnering with Legal and Monitor regulatory developments promulgated by US and Canadian financial regulators. · Analyze relevant regulatory developments for inclusion in the RCM coverage universe. · ...

Aon is looking for a Compliance Officer. Aon's investment consulting business is a global investment consulting firm with capabilities in every area of interest to institutional investors. · Aon is currently one of the top three Outsourced Chief Investment Officers (OCIO) provide ...

Aon is looking for a Compliance Officer to deliver innovative and effective solutions supporting investment consulting. · ...

Aon busca un Oficial de Cumplimiento para Aon Investments USA. · Se buscan candidatos con experiencia en funciones de cumplimiento para ayudar a empoderar resultados para nuestros clientes con soluciones innovadoras y efectivas. · ...

+ Fosters the bank-wide culture that every staff position and every function has a regulatory compliance component. Responsible for Compliance and Risk, functions for the bank in addition be the audit liaison for all internal and external audits and examinations. · ,+ +Fosters th ...

A leading investment management firm is seeking a Senior Compliance Officer to oversee key aspects of its compliance program. · ...

Belvedere Trading is a leading proprietary trading firm. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities, interest rates, exchange-traded funds (ETF), and equity index options. Fro ...

We are looking for a Senior Compliance Officer to join the Compliance team. This individual will report to the Chief Compliance Officer and work closely to build a more efficient and scalable Compliance program.This role is responsible for providing strategic regulatory complianc ...

We are seeking a Compliance Officer to help build and operationalize key components of our global privacy program within the Enterprise Compliance Risk Management (ECRM) team.The Compliance Officer will support Senior Management by leading and coordinating core privacy workstream ...

The Chief Compliance Officer will oversee trading activity to ensure compliance with federal securities laws, FINRA regulations and internal risk policies. They will serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant ...