Senior Compliance Officer - Chicago, IL

The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense oversight to various lines of business. · ...

We are looking for a qualified Compliance Oversight Officer to join our fast-paced compliance team. · ...

+Lensa promotes this job on behalf of Byline Bank. Byline Bank helps job seekers find great jobs in the US. · +The Compliance Officer will review compliance issues/concerns within Byline Bank. · +Provide compliance guidance to business units. · Assist in implementing new laws and ...

The Compliance Officer is responsible for managing Topstep's core compliance program. · ...

The Compliance Officer helps oversee the Compliance Management System of Byline Bank.The position ensures the Board of Directors, management and employees compliant with federal, state, and local laws and regulations. · ...

Aon is looking for a Compliance Officer. Aon's investment consulting business is a global investment consulting firm with capabilities in every area of interest to institutional investors. · Aon is currently one of the top three Outsourced Chief Investment Officers (OCIO) provide ...

Rutherford is partnered with a technology-driven trading and investment firm operating across multiple asset classes on leading exchanges worldwide. · Proven experience in a compliance/surveillance within a trading, brokerage or exchange environment. · A strong grasp of US exchan ...

We are looking for a Compliance Oversight Officer with experience in performing compliance oversight procedures in the payments and/or finance industry. · We create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are e ...

This role has a hybrid mandate: 3-4x /week in office. This position is responsible for identifying and monitoring regulatory changes applicable to BMO. Monitor, analyze and communicate regulatory developments promulgated by US and Canadian financial regulators. Communicate applic ...

This Compliance Regulatory Change position is responsible for partnering with Legal and Monitor regulatory developments promulgated by US and Canadian financial regulators. · Analyze relevant regulatory developments for inclusion in the RCM coverage universe. · ...

About Byline Bank:Headquartered in Chicago,Bank offers a broad range of commercial and community banking products and services. · ...

Aon is looking for a Compliance Officer to deliver innovative and effective solutions supporting investment consulting. · ...

Aon busca un Oficial de Cumplimiento para Aon Investments USA. · Se buscan candidatos con experiencia en funciones de cumplimiento para ayudar a empoderar resultados para nuestros clientes con soluciones innovadoras y efectivas. · ...

The Claims Compliance Officer is a senior role supporting U.S. insurance claims operations in a complex environment. · Own and support claims compliance oversight across all U.S. jurisdictions. · ...

+ Fosters the bank-wide culture that every staff position and every function has a regulatory compliance component. Responsible for Compliance and Risk, functions for the bank in addition be the audit liaison for all internal and external audits and examinations. · ,+ +Fosters th ...

The Department Of Innovation & Technology (DoIT) Is Seeking a Visionary Chief Compliance Officer To Lead Its Enterprise-wide Compliance Program. · Drive Policy and Strategy: Serve as a key policy-making authority, crafting and implementing a comprehensive compliance framework tha ...

We are seeking a Compliance Officer to help build and operationalize key components of our global privacy program within the Enterprise Compliance Risk Management (ECRM) team.The Compliance Officer will support Senior Management by leading and coordinating core privacy workstream ...

The Senior Compliance Officer is a position within the Compliance Program Management team responsible for partnering with Legal, 2LOD and 1LOD teams to identify and monitor regulatory changes applicable to BMO. · Monitor, analyze and communicate regulatory developments promulgate ...

The Chief Compliance Officer will oversee trading activity to ensure compliance with federal securities laws, FINRA regulations and internal risk policies. They will serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant ...

We pride ourselves on data-driven decision making and innovative problem-solving which allows us to tackle complex problems posed by efficient markets. · Oversight of trading activity to ensure compliance with federal securities laws,Servir como socio confiable para los equipos i ...