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Compliance analyst - Chicago, United States - Intelliswift Software Inc
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Description
Job Title:
Compliance Analyst - Int
Duration: 4 Months
Location:
Chicago, IL, USA
Pay Range:
$38 - $41.38 per hour
Intelliswift Software Inc. conceptualizes, builds, and supports the world's most amazing technology products and solutions.
Our team of rich experts from diverse backgrounds contributes to making Intelliswift one of the most reliable partners in IT and Talent solutions.
We specialize in delivering world-class Digital Product Engineering, Data Management and Analytics, and Staffing Solutions services to Fortune companies, SMBs, ISVs, and fast-growing startups.
Description of responsibilities:
The US Registrations team is looking to backfill a associate who will be leaving on mat leave in the early new year.
The selected candidate will work in partnership with a senior associate and will support the team managing regulatory governance projects in accordance with BMO and Client requirements.
Role Responsibilities:
Registering all individuals for current BMO roles in according with Client
Monitor and ensure items such as registrations, licenses, exams, study orders, continuing education requirements are all accurate and on time
Track and follow up on outstanding compliance requirements
Handle ad hoc Client Inquiries
Analyzing data downloads
Must Have Skills:
5 years experience within Security, Compliance and Regulatory Governance
MS Office experience (Excel, Word etc)
Organized and able to multitask
Able to think outside the box when a solution is needed (candidates should be able to apply their process knowledge but then think on their feet to solve problems strategically)
Nice to Have Skills:
Bachelor's degree or MBA
Exposure to Client gateway
Knowledge of U4/U5 forms
Experience with National Futures Association
Interviews:
2 rounds with hiring manager
Interviews will likely be over MS Teams however candidates that are local to the city and close enough to the office may be interviewed in person
Intelliswift is committed to fair and equitable compensation practices.
The range provided for this position is determined by various factors including, but not limited to, relevant work experience, skills, certifications, and location.
Intelliswift offers medical insurance, dental insurance, vision insurance, supplemental life and AD&D insurance, and any other benefits per state law.
Equal Employment Opportunity Statement Intelliswift celebrates a diverse and inclusive workforce. We offer equal employment opportunities to all applicants and employees.All qualified applicants will be considered regardless of race, color, sex, gender identity, gender expressions, religion, age, national origin or ancestry, citizenship, physical or mental disability, medical condition, family care status, marital status, domestic partner status, sexual orientation, genetic information, military or veteran status, or any other protected basis under the law.
Americans with Disabilities Act (ADA)If you require a reasonable accommodation in completing this application, interviewing, completing any pre-employment testing, or otherwise participating in the employee selection process, please contact Intelliswift Human Resources Department
Other Employment Statements
Intelliswift participates in the E-Verify program.
Learn More For information on Intelliswift Software, Inc., visit our website at .
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