Director, Finance NYB Regulatory Reporting - New York, NY

FalconX is a pioneering team of operators, investors and builders committed to revolutionizing institutional access to the crypto markets. · Own the preparation and submission of daily weekly monthly regulatory filings CFTC NFA and regulatory capital reports for FalconX Bravo. · ...

Description · The Corporate Sector Planning & Analysis (P&A) team supports and partners with Corporate Sector CFOs and their F&BM teams on financial forecasting, budgeting, reporting and other ad-hoc analysis and strategic priorities. The team also provides support for Firmwide P ...

A diversified financial services firm is seeking an experienced professional to join its Regulatory Reporting function within Finance. This role is responsible for ensuring compliance with U.S. broker-dealer financial responsibility rules and regulatory filing requirements. · ...

Our client is a specialized investment firm seeking a regulatory reporting specialist to join their Manhattan office. · ...

The Regulatory Reporting Associate will support regulatory reporting requirements within the financial services industry. · This opportunity is with a large organization within the financial services industry. The company is committed to delivering high-quality financial solution ...

Overview · A leading global investment firm is seeking a Regulatory Reporting Specialist to join its Legal & Compliance team in New York. · This is a senior-level role focused on U.S. beneficial ownership reporting and disclosure obligations. The position requires strong interpre ...

We are seeking a Regulatory Reporting Associate to join our Finance & Accounting team in New York. This role focuses on broker-dealer regulatory reporting including SEC Rule 15c3-1. · Prepare weekly and monthly customer reserve formula computations. · Calculate net capital calcul ...

Description · Company Description · Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. · ...

The primary responsibility of the position is to prepare assigned regulatory reports in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities. Prepare daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, bu ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · ...

This role is essential in ensuring accurate compliant reporting to federal regulators and supporting ongoing remediation efforts following recent regulatory findings. · ...

We are seeking a Regulatory Reporting Manager to drive operational excellence and strategic decision-making for regulatory reporting across North America and APAC. The successful candidate will have proficiency in both data and financial analysis and strong communication skills t ...

A Financial Services Firm in New York City seeks an experienced professional as Assistant Vice President of Regulatory Reporting. · ...

Overview · A leading global investment firm is seeking a Regulatory Reporting Specialist to join its Legal & Compliance team in New York. · This is a senior-level role focused on U.S. beneficial ownership reporting and disclosure obligations. The position requires strong interpre ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven process ...

We are seeking a highly skilled Regulatory Reporting Manager to join our Data Governance and Regulatory Reporting team in North America and APAC. · ...

Our client is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas. · ...

+At-a-Glance: · Are you ready to build your career by joining a global financial institution? · +Job Summary:Join our team as Regulatory Reporting Analyst and gain experience in trading processing, clearing operations and risk management. · ...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as the Vice President of Regulatory Reporting. · ...

· Our client, a top-tier Management Consulting firm, is seeking a highly skilled Regulatory Reporting Consultant responsible for supporting reporting remediation and control activities across key regulatory reporting areas, including LOPR, EBS, Rule 606, and CAT. This role will ...