Chief Compliance

A de novo bank focused on serving accredited investors through private credit and private equity investment activities is seeking a Chief Compliance & Legal Counsel. This executive leadership role is responsible for establishing and overseeing the bank's legal and regulatory comp ...

We're looking for a Chief Compliance & Medicaid Officer to join our team in Charlotte, NC. · ...

Location & Travel · EAST COAST USA TIMEZONE ONLY (due to our regions/ teams) · Regular collaboration across our global teams particularly in European time-zone online meetings.  · Quarterly travel to Dublin (Ireland) is expected, with periodic travel to other Deciphex locations. ...

The Chief Compliance Officer (CCO) directly oversees, manages, and is responsible for the SCHS compliance program which includes regulatory compliance, privacy/HIPAA, and internal auditing. · The CCO models ethical and compliant behavior through day-to-day work activities and fos ...

The Chief Compliance Officer directly oversees manages and is responsible for the SCHS compliance program which is broadly and comprehensively defined to include regulatory compliance privacy/HIPAA internal auditing. · The CCO models ethical compliant behavior through day-to-day ...

We are seeking an experienced Chief Compliance Officer to lead our compliance function. · Caldwell Sutter Capital is a growing, dually registered financial services firm operating as both a FINRA regulated broker-dealer and an SEC registered investment advisor. ...

Chief Compliance Officer — SEC Registered Investment Adviser (RIA) · Location: USA (Remote) · Reporting to: Chief Compliance Officer - Global · Overview · We are an SEC-regulated wealth and investment business seeking an experienced Head of Compliance to support and strengthen ou ...

The Chief Compliance Officer & Chief Audit Executive at UCHealth plays a pivotal role in the organization's leadership, ensuring that all operations adhere to the highest standards of regulatory compliance and ethical conduct. · ...

The Talent Acquisition department hires qualified candidates to fill positions which contribute to the overall strategic success of Howard University. Hiring staff "for fit" makes significant contributions to Howard University's overall mission. · At Howard University, we priorit ...

We are a values driven organization putting Relationships FIRST. EagleBank is committed to inclusion, equity, and respect. · ...

The Chief Compliance Officer (CCO) is responsible for developing, implementing, · and overseeing a comprehensive compliance and ethics program that supports the company's mission, · protects its reputation, · and ensures adherence to all applicable laws, · regulations, p; · and e ...

A well-established international banking institution with a long-standing U.S. presence is seeking a Chief Compliance Officer for its New York Branch. · A hands-on leadership role overseeing the full U.S. compliance framework within a foreign banking organization structure.The po ...

As part of our continued growth, we are separating the Chief Compliance Officer and Chief Financial Officer roles and are seeking an experienced Chief Compliance Officer to lead our compliance function. · ...

Responsible for overseeing the organization's legal and financial regulatory compliance. · ...

We are growing and seeking a Chief Compliance Officer with extensive experience across Registered Investment Advisor (RIA) and Municipal Advisor (MA) regulatory frameworks. This position will play a central role in shaping, enhancing, and scaling compliance and supervisory infras ...

The Chief Compliance Officer will play a pivotal role in maintaining and overseeing compliance functions across the firm. · This leader will serve as the official CCO-of-record, while working closely with an external compliance consultant who supports much of the technical worklo ...

We're looking for a Chief Compliance Officer to build and lead compliance across Petal's multi-entity structure. · We enable institutions to deploy stablecoin-funded capital into regulated markets through a single platform with deterministic execution,institutional risk controls ...

The Chief Compliance Officer will maintain and oversee compliance functions across the firm.This leader will serve as the official CCO-of-record while working closely with an external compliance consultant. · ...

A federally registered Registered Investment Advisor (RIA) managing over $1.1 billion in assets is seeking an experienced Chief Compliance Officer to support its continued growth and regulatory excellence. · Develop, implement, and maintain the firm's comprehensive compliance pro ...

· The Opportunity · Chief Compliance Officer & Chief Audit Executive · The Chief Compliance Officer & Chief Audit Executive at UCHealth plays a pivotal role in the organization's leadership, ensuring that all operations adhere to the highest standards of regulatory compliance a ...