Chief Compliance Officer - Kansas City

Creative Planning is a top tier wealth management firm that provides investment management services and full comprehensive financial planning in-house. · The Trust Compliance Officer plays a critical role in ensuring trust administration activities adhere to applicable laws regul ...

The Chief Compliance Officer will play a pivotal role in maintaining and overseeing compliance functions across the firm. · • Serve as the designated Chief Compliance Officer formally signing off on compliance obligations• Oversee compliance framework policies and SEC reporting• ...

The Chief Compliance Officer will play a pivotal role in maintaining and overseeing compliance functions across the firm. · This leader will serve as the official CCO-of-record, while working closely with an external compliance consultant who supports much of the technical worklo ...

We're committed to bringing passion and customer focus to the business. · Responsible for serving as a member of the staff of the Compliance Review Office and is supervised and directed by the Chief Compliance Review Officer · Responsible for monitoring vendor contract complianc ...

We're committed to bringing passion and customer focus to the business. · Responsible for serving as a member of the staff of the Compliance Review Office and is supervised and directed by the Chief Compliance Review Officer · ...

Creative Planning is a top tier wealth management firm that provides investment management services and full comprehensive financial planning in-house. Creative addresses all aspects of financial planning from estate planning, tax strategy and risk management to retirement, educa ...

+We are seeking a detail-oriented and motivated Compliance Officer to join our growing compliance team.+ · +Assist in the administration and maintenance of the firm's compliance program under the Investment Advisers Act of 1940 · Conduct and document compliance testing and review ...

We are seeking a detail-oriented and motivated Compliance Officer to join our growing compliance team. · Assist in the administration and maintenance of the firm's compliance program under the Investment Advisers Act of 1940 · Conduct and document compliance testing and reviews, ...

Support various compliance databases and provide office administration assistance in the monitoring of vendor contract compliance. · ...

Are you an experienced compliance professional who thrives in a consultative, client-facing role? Do you enjoy helping RIAs navigate the complex regulatory landscape while building trust and long-term relationships? · 8+ years of investment adviser compliance experienceExperience ...

We are seeking a detail-oriented and motivated Compliance Officer to join our growing compliance team. · The ideal candidate will bring hands-on compliance experience within the financial services industry.Assist in the administration and maintenance of the firm's compliance prog ...

The Division Chief Compliance Officer will oversee the general legal, compliance and regulatory affairs for Concorde.Reporting to the President & Chief Operating Officer. · ...

The Division Chief Compliance Officer (CCO) leads the design, · implementation and oversight of a comprehensive compliance program for · a multi-campus healthcare education organization. · This role ensures compliance with accrediting bodies and state and federal regulations, · s ...

The Legislative Auditor department seeks a Compliance Review Officer to support various compliance databases and provide office administration assistance. The ideal candidate will possess an Associate's Degree from an accredited college or university and three years of work-relat ...

The Division Chief Compliance Officer will oversee the general legal, compliance and regulatory affairs for the company reporting to the President & Chief Operating Officer. · ...

The Research Compliance Officer - Partnerships serves as the division's dedicated compliance authority for external collaborations. This role bridges the gap between complex federal regulations and the speed required for modern innovation. · Reporting directly to the Vice Chancel ...

This position ensures the District's adherence to federal, state, and local laws related to non-discrimination, student privacy, public records, · and other compliance requirements. This position serves as a key resource for administrators, · staff and the public on legal complia ...

· The Office of Research and Innovation at the University of Missouri-Kansas City seeks a Research Compliance Officer – Partnerships to serve as its dedicated compliance authority for external collaborations.This role bridges the gap between complex federal regulations and moder ...

+The CCO will play a key role in leading the organization's compliance function to ensure full adherence to regulatory requirements. · + ...

The City of Overland Park has a full-time Code Compliance Officer I position available in the Planning & Development Services Department. · Inspects residential and nonresidential property and enforces compliance with municipal codes and ordinances related to zoning, public nuisa ...