- Take ownership of and rationalize the surveillance alerts in our 2nd LOD function in order to improve the quality of alerts using expertise of product-specific market microstructure and supporting data.
- Improve the Surveillance program by identifying critical order / quote attributes that may impact the quality of alerts, including timestamps and market data.
- Lead periodic parameter reviews to analyze the quality and quantity of existing surveillance alerts and make recommendations for changes.
- Lead "effectiveness reviews" of surveillance alerts to take deep dives into the surveillance alert logic and make recommendations for improvements.
- Identify improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation.
- Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal technology teams and external vendors on all product-specific surveillance matters.
- Participate with the front-office in trading venue onboarding in order to ensure that surveillance of the new trading activity will work as needed.
- Participate in front-office market discussions to stay informed about new order types and changes to the market microstructure.
- Manage the Surveillance Technology Book-of-Work.
- Assist in the execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement changes where necessary;
- Help to drive the firm's trade surveillance change program;
- Assist with the monitoring of current technology developments in trade surveillance and promote best practice initiatives;
- Assist with monitoring potential market abuse cases to provide advice and guidance on best practice as well as highlighting issues for policy or procedural change;
- Support ownership and rationalization of trade surveillance alerts in our 2nd LOD
- Assist with delivery of improvements to the Surveillance program by identifying critical order / quote attributes that may impact the quality of alerts, including timestamps and market data.
- Support periodic parameter reviews to analyze the quality and quantity of existing surveillance alerts and make recommendations for changes.
- Assist in transactional data analysis from trading systems and other data sources to verify completeness surveillance data set;
- Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal technology teams and external vendors on all product-specific surveillance matters.
- Participate with the front-office in trading venue onboarding in order to ensure that surveillance of the new trading activity will work as needed.
- Participate in front-office market discussions to stay informed about new order types and changes to the market microstructure.
- Support management of the Surveillance Technology Book-of-Work.
- Knowledge of general Market Misconduct behaviors in primary or secondary trading;
- Trading domain knowledge, including mechanics of exchange traded instruments and associated market microstructure;
- Knowledge and/or experience on a trading desk to include order placement and routing, market data, and the full trade life cycle, including clearance and settlement;
- Technical experience and understanding of data attributes associated with orders and fills (i.e. FIX protocol, binary protocols, etc.).
- Knowledge of SMARTS, Actimize and alternative surveillance systems (e.g. KX, TradingHub, OneTick or similar) - to include model logic and detailed data requirements;
- Programming and data management skills in order to:
- Carry out detailed analysis of model logic, calibration of parameters and ad-hoc data projects;
- Analyze raw data sets, drawing conclusions & developing (high level and detailed) recommendations;
- Basic understanding of statistics that includes mean, median, mode, standard deviation, etc.;
- Good MS office skills (Excel and PowerPoint);
- Strong written and verbal communication skills to ensure requirements are properly communicated to internal and external technology partners;
- Ability to interact with senior stakeholders and communicate efficiently and confidently;
- High aptitude, proactive and entrepreneurial skills to ensure a complete understanding of What, Why and How any problem should be solved, and propose solutions;
- Strong team player who works well with others and supports a culture of learning, knowledge sharing and teaching.
- Knowledge on latest data technologies that includes Python, Tableau, R and Machine Learning algorithms
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Compliance & Op Risk Manager - EQ/Futures - Charlotte, United States - Bank of America Corporation
Description
Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.
Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world.
We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference.
Global Surveillance Strategy Team Responsibilities
Shift:
1st shift (United States of America)
Hours Per Week:
40
